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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASR icon
51
Grupo Aeroportuario del Sureste
ASR
$8.2B
$1.24M 0.44%
6,600
– –
CCIF
52
Carlyle Credit Income Fund
CCIF
$56.8M
$1.21M 0.43%
116,032
+63,704
+122% +$647K
CWCO icon
53
Consolidated Water Co
CWCO
$484M
$1.14M 0.41%
70,025
– –
WSO icon
54
Watsco Inc
WSO
$15.1B
$1.08M 0.39%
6,000
– –
IIF
55
Morgan Stanley India Investment Fund
IIF
$214M
$1.08M 0.38%
54,101
-21
-0% -$407
AVK
56
Advent Convertible and Income Fund
AVK
$536M
$1.03M 0.37%
67,734
+41,079
+154% +$599K
CX icon
57
Cemex
CX
$17.6B
$1.02M 0.37%
270,645
– –
CIB icon
58
Grupo Cibest SA
CIB
$21.2B
$1M 0.36%
18,280
– –
BIL icon
59
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$998K 0.36%
10,919
– –
SMMU icon
60
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$950K 0.34%
18,756
-6,522
-26% -$330K
PGTI
61
DELISTED
PGT, Inc.
PGTI
$897K 0.32%
60,170
– –
ESRT icon
62
Empire State Realty Trust
ESRT
$978M
$892K 0.32%
63,894
– –
BKT icon
63
BlackRock Income Trust
BKT
$333M
$887K 0.32%
48,897
+6,838
+16% +$124K
SEB icon
64
Seaboard Corp
SEB
$4.39B
$867K 0.31%
204
– –
MLM icon
65
Martin Marietta Materials
MLM
$34.7B
$839K 0.3%
3,000
– –
MUI
66
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$815K 0.29%
57,228
-8,020
-12% -$113K
IHI icon
67
iShares US Medical Devices ETF
IHI
$3.14B
$813K 0.29%
18,450
– –
FSD
68
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$794K 0.28%
+50,434
New +$775K
MAV
69
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$778K 0.28%
71,925
+15,199
+27% +$164K
VMC icon
70
Vulcan Materials
VMC
$37.2B
$720K 0.26%
5,000
– –
IBB icon
71
iShares Biotechnology ETF
IBB
$9.48B
$669K 0.24%
5,550
– –
CXH
72
DELISTED
MFS Investment Grade Municipal Trust
CXH
$665K 0.24%
68,110
-17,303
-20% -$170K
SHY icon
73
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$633K 0.23%
7,481
– –
LIVN icon
74
LivaNova
LIVN
$4.49B
$628K 0.22%
8,330
– –
RDS.B
75
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$618K 0.22%
276
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.