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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCIF
26
Carlyle Credit Income Fund
CCIF
$57.2M
$2.97M 1.09%
374,200
-409,279
-52% -$3.17M
CEFS icon
27
Saba Closed-End Funds ETF
CEFS
$419M
$2.96M 1.09%
155,803
+108,812
+232% +$1.95M
FBP icon
28
First Bancorp
FBP
$4.46B
$2.81M 1.03%
170,604
+10,000
+6% +$148K
CTR
29
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.76M 1.01%
76,231
-3,887
-5% -$127K
JQC icon
30
Nuveen Credit Strategies Income Fund
JQC
$704M
$2.74M 1%
524,378
+83,333
+19% +$420K
LDP icon
31
Cohen & Steers Duration Preferred & Income Fund
LDP
$596M
$2.69M 0.99%
146,012
+7,856
+6% +$139K
NDP
32
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$2.62M 0.96%
91,590
-40,581
-31% -$1.22M
MQY icon
33
BlackRock MuniYield Quality Fund
MQY
$812M
$2.61M 0.96%
+213,779
New +$2.35M
MTZ icon
34
MasTec
MTZ
$22.9B
$2.54M 0.93%
33,568
+10,000
+42% +$625K
NEE icon
35
NextEra Energy
NEE
$185B
$2.47M 0.91%
40,697
+20,672
+103% +$1.18M
BPOP icon
36
Popular Inc
BPOP
$11.1B
$2.44M 0.89%
29,702
– –
MLM icon
37
Martin Marietta Materials
MLM
$34.2B
$2.41M 0.89%
4,840
+840
+21% +$379K
PEO
38
Adams Natural Resources Fund
PEO
$733M
$2.39M 0.88%
120,655
-759
-0.6% -$15.5K
RFMZ
39
RiverNorth Flexible Municipal Income Fund II
RFMZ
$319M
$2.34M 0.86%
+178,336
New +$2.26M
NAD icon
40
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$2.29M 0.84%
+200,322
New +$2.11M
MUC icon
41
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$2.25M 0.83%
+202,046
New +$2.05M
BSTZ icon
42
BlackRock Science and Technology Term Trust
BSTZ
$1.84B
$2.2M 0.81%
131,529
+57,975
+79% +$938K
MFM
43
Aberdeen Municipal Income Fund
MFM
$222M
$2.16M 0.79%
+417,243
New +$2.01M
DCF
44
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$2.14M 0.78%
262,093
+49,593
+23% +$389K
BGB
45
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$1.96M 0.72%
172,803
+22,438
+15% +$246K
PLYA
46
DELISTED
Playa Hotels & Resorts
PLYA
$1.94M 0.71%
224,558
+125,953
+128% +$948K
CPA icon
47
Copa Holdings
CPA
$5.63B
$1.94M 0.71%
18,250
+5,000
+38% +$457K
HNW
48
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.91M 0.7%
178,311
-4,497
-2% -$46.7K
JLS icon
49
Nuveen Mortgage and Income Fund
JLS
$94.7M
$1.84M 0.68%
109,135
-81,584
-43% -$1.33M
CX icon
50
Cemex
CX
$16.9B
$1.75M 0.64%
225,645
+70,000
+45% +$476K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.