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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
26
Royce Value Trust
RVT
$2.21B
$2.41M 1.06%
152,731
-2,387
-2% -$35.3K
PEO
27
Adams Natural Resources Fund
PEO
$759M
$2.36M 1.04%
124,623
-32,815
-21% -$589K
BPOP icon
28
Popular Inc
BPOP
$11B
$2.19M 0.97%
60,900
+29,500
+94% +$1.19M
JOF
29
Japan Smaller Capitalization Fund
JOF
$320M
$2.18M 0.96%
173,496
-5,300
-3% -$64K
ZF
30
DELISTED
Virtus Total Return Fund Inc.
ZF
$2.1M 0.93%
161,443
-900
-0.6% -$11.3K
FBP icon
31
First Bancorp
FBP
$4.4B
$1.9M 0.84%
370,875
+140,000
+61% +$798K
AVH
32
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.72M 0.76%
221,569
– –
WSO icon
33
Watsco Inc
WSO
$14.9B
$1.71M 0.75%
10,600
– –
CCL icon
34
Carnival Corporation Ltd
CCL
$36.1B
$1.68M 0.74%
26,000
– –
CWCO icon
35
Consolidated Water Co
CWCO
$469M
$1.66M 0.73%
129,538
– –
JQC icon
36
Nuveen Credit Strategies Income Fund
JQC
$702M
$1.59M 0.7%
187,872
+1,200
+0.6% +$10.2K
KMF
37
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.57M 0.69%
+106,994
New +$1.54M
NFJ
38
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.5M 0.66%
111,788
-4,000
-3% -$52.8K
TY icon
39
TRI-Continental Corp
TY
$1.86B
$1.47M 0.65%
57,534
-48,596
-46% -$1.21M
DMC
40
Del Monte Corp
DMC
$1.35B
$1.41M 0.62%
31,000
+26,000
+520% +$1.26M
FMX icon
41
Fomento Económico Mexicano
FMX
$43.3B
$1.4M 0.62%
14,610
– –
SMM
42
DELISTED
Salient Midstream & MLP Fund
SMM
$1.36M 0.6%
117,694
+85,299
+263% +$970K
TPZ
43
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$1.36M 0.6%
63,871
+5,785
+10% +$120K
BTZ icon
44
BlackRock Credit Allocation Income Trust
BTZ
$927M
$1.31M 0.58%
96,695
+3,000
+3% +$40.3K
JRI icon
45
Nuveen Real Asset Income & Growth Fund
JRI
$358M
$1.28M 0.57%
+71,412
New +$1.29M
NML
46
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$1.27M 0.56%
133,755
+46,354
+53% +$439K
MXE
47
Mexico Equity and Income Fund
MXE
$57.6M
$1.24M 0.55%
106,740
+10,145
+11% +$121K
NEE icon
48
NextEra Energy
NEE
$187B
$1.18M 0.52%
32,224
– –
FDEU
49
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.12M 0.49%
58,226
-30,271
-34% -$568K
MIE
50
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$1.11M 0.49%
106,671
+37,888
+55% +$395K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.