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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$267M
AUM Growth
-$8.51M
Cap. Flow
-$4.66M
Cap. Flow %
-1.74%
Top 10 Hldgs %
44.11%
Holding
377
New
16
Increased
83
Reduced
43
Closed
51

Top Buys

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.12M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.91M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.65M
4
PEO
Adams Natural Resources Fund
PEO
+$3.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$3.01M

Top Sells

Rank Stock Value
1
CRF
Cornerstone Total Return Fund
CRF
+$3.53M
2
CET
Central Securities Corp
CET
+$3M
3
JRS icon
Nuveen Real Estate Income Fund
JRS
+$2.87M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.77M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.62M

Sector Composition

Rank Sector Weight
1 Financials 9.61%
2 Industrials 3.73%
3 Consumer Discretionary 2.37%
4 Materials 1.4%
5 Utilities 1.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGN icon
351
Organon & Co
OGN
$3.56B
– –
-265
Closed -$8K
PCEF icon
352
Invesco CEF Income Composite ETF
PCEF
$801M
– –
-17,934
Closed -$434K
PNI
353
PIMCO New York Municipal Income Fund II
PNI
$76.2M
– –
-56,290
Closed -$639K
PZC
354
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-3,061
Closed -$34K
RFM
355
RiverNorth Flexible Municipal Income Fund
RFM
$89.1M
– –
-28,200
Closed -$618K
SBI
356
Western Asset Intermediate Muni Fund
SBI
$107M
– –
-7,562
Closed -$73K
TYG
357
Tortoise Energy Infrastructure Corp
TYG
$1.09B
– –
-48,536
Closed -$1.35M
UL icon
358
Unilever
UL
$137B
– –
-36
Closed -$2K
VFL
359
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-5,984
Closed -$84K
VTN icon
360
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
– –
-7,286
Closed -$98K
VZ icon
361
Verizon
VZ
$195B
– –
-77
Closed -$4K
WEN icon
362
Wendy's
WEN
$1.4B
– –
-42
Closed -$1K
XMPT icon
363
VanEck CEF Muni Income ETF
XMPT
$219M
– –
-18,104
Closed -$536K
NBIS
364
Nebius Group N.V.
NBIS
$48.3B
– –
-54
Closed -$3K
FTCH
365
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-893
Closed -$30K
SVVC
366
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-8,571
Closed -$34K
NBW
367
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– –
-25,049
Closed -$351K
DCT
368
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
– –
-59
Closed -$2K
PACXW
369
DELISTED
Pioneer Merger Corp. Warrant
PACXW
– –
-7,000
Closed -$5K
MOTV.WS
370
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
– –
-10,000
Closed -$10K
VMM
371
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-7,663
Closed -$108K
SBEAW
372
DELISTED
SilverBox Engaged Merger Corp I Warrant
SBEAW
– –
-12,000
Closed -$17K
LICY.WS
373
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
– –
-6,044
Closed -$15K
MTTRW
374
DELISTED
Matterport, Inc. Warrant
MTTRW
– –
-390
Closed -$4K
NBO
375
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
– –
-1,422
Closed -$18K
12 13 14
15
16

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Thomas J. Herzfeld Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Thomas J. Herzfeld Advisors held 377 positions worth $267M, down 3.1% from $275M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2022 filing shows 16 new, 83 increased, 43 reduced and 51 closed positions. Its largest new stake was Invesco Senior Income Trust: 392,683 shares worth $1.67M. The largest sale was Cornerstone Total Return Fund, an estimated $3.53M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2022 buy was Invesco Senior Income Trust: 392,683 shares worth $1.67M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q1 2022, an estimated $4.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2022 reduction was Cornerstone Total Return Fund, cutting an estimated $3.53M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Ultra Short Duration Municipal ETF in Q1 2022, selling an estimated $1.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $267M portfolio in Q1 2022.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 51 in Q1 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.1% quarter-over-quarter to $267M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2022, filed 16 May 2022.