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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOF
326
Japan Smaller Capitalization Fund
JOF
$318M
$3K ﹤0.01%
321
– –
KF
327
Korea Fund
KF
$235M
$3K ﹤0.01%
85
– –
LRCX icon
328
Lam Research
LRCX
$375B
$3K ﹤0.01%
+40
New +$2.51K
MU icon
329
Micron Technology
MU
$955B
$3K ﹤0.01%
+31
New +$2.42K
PSX icon
330
Phillips 66
PSX
$84.1B
$3K ﹤0.01%
38
– –
RARE icon
331
Ultragenyx Pharmaceutical
RARE
$2.45B
$3K ﹤0.01%
30
– –
ROL icon
332
Rollins
ROL
$18.3B
$3K ﹤0.01%
74
+12
+19% +$420
UMC icon
333
United Microelectronic
UMC
$47.8B
$3K ﹤0.01%
297
+89
+43% +$990
NBIS
334
Nebius Group N.V.
NBIS
$47.7B
$3K ﹤0.01%
54
+18
+50% +$1.33K
SGEN
335
DELISTED
Seagen Inc. Common Stock
SGEN
$3K ﹤0.01%
22
– –
GENI.WS
336
DELISTED
Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share each at an exercise price of $11. 50 per share
GENI.WS
$3K ﹤0.01%
1,319
-550
-29% -$2.6K
ACMR icon
337
ACM Research
ACMR
$5.37B
$2K ﹤0.01%
72
+24
+50% +$759
BAP icon
338
Credicorp
BAP
$32B
$2K ﹤0.01%
+18
New +$2.21K
BIDU icon
339
Baidu
BIDU
$36.8B
$2K ﹤0.01%
+12
New +$1.87K
FICO icon
340
Fair Isaac
FICO
$23.3B
$2K ﹤0.01%
5
+1
+25% +$397
GDS icon
341
GDS Holdings
GDS
$6.32B
$2K ﹤0.01%
34
+8
+31% +$441
IFN
342
Aberdeen India Fund
IFN
$499M
$2K ﹤0.01%
83
– –
IIF
343
Morgan Stanley India Investment Fund
IIF
$217M
$2K ﹤0.01%
76
– –
LI icon
344
Li Auto
LI
$13.1B
$2K ﹤0.01%
+50
New +$1.54K
LSEAW
345
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$2K ﹤0.01%
12,738
– –
LU icon
346
Lufax Holding
LU
$1.35B
$2K ﹤0.01%
84
+37
+79% +$969
MMYT icon
347
MakeMyTrip
MMYT
$5.29B
$2K ﹤0.01%
80
+28
+54% +$833
NVCR icon
348
NovoCure
NVCR
$1.78B
$2K ﹤0.01%
+22
New +$2.21K
PAGS icon
349
PagSeguro Digital
PAGS
$2.68B
$2K ﹤0.01%
58
+22
+61% +$716
SKM icon
350
SK Telecom
SKM
$12.1B
$2K ﹤0.01%
77
-1
-1% -$46
12 13
14
15 16

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PC
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.