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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QID icon
301
ProShares UltraShort QQQ
QID
$282M
– –
-47,750
Closed -$3.34M
RDY icon
302
Dr. Reddy's Laboratories
RDY
$9.87B
– –
-85
Closed -$1.14K
REGN icon
303
Regeneron Pharmaceuticals
REGN
$78.5B
– –
-6
Closed -$4.94K
RIO icon
304
Rio Tinto
RIO
$158B
– –
-31
Closed -$1.97K
ROL icon
305
Rollins
ROL
$18.3B
– –
-104
Closed -$3.88K
RTX icon
306
RTX Corp
RTX
$290B
– –
-63
Closed -$4.53K
RYAAY icon
307
Ryanair
RYAAY
$30.4B
– –
-73
Closed -$2.82K
SABA
308
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-13,265
Closed -$102K
SAIA icon
309
Saia
SAIA
$9.25B
– –
-10
Closed -$3.99K
SAP icon
310
SAP
SAP
$212B
– –
-36
Closed -$4.66K
SBUX icon
311
Starbucks
SBUX
$120B
– –
-131
Closed -$12K
SE icon
312
Sea Limited
SE
$65.4B
– –
-222
Closed -$9.76K
SHG icon
313
Shinhan Financial Group
SHG
$32.8B
– –
-99
Closed -$2.62K
SHOP icon
314
Shopify
SHOP
$152B
– –
-65
Closed -$3.55K
SHW icon
315
Sherwin-Williams
SHW
$82.7B
– –
-14
Closed -$3.57K
SITE icon
316
SiteOne Landscape Supply
SITE
$4.12B
– –
-27
Closed -$4.41K
SKM icon
317
SK Telecom
SKM
$12.1B
– –
-160
Closed -$3.43K
SLB icon
318
SLB Ltd
SLB
$73.6B
– –
-138
Closed -$8.04K
SMG icon
319
ScottsMiracle-Gro
SMG
$3.82B
– –
-48
Closed -$2.48K
SNN icon
320
Smith & Nephew
SNN
$13.3B
– –
-1,953
Closed -$48.4K
SONY icon
321
Sony
SONY
$137B
– –
-5,825
Closed -$96K
SRE icon
322
Sempra
SRE
$57.9B
– –
-128
Closed -$8.71K
STM icon
323
STMicroelectronics
STM
$46.7B
– –
-590
Closed -$25.5K
SU icon
324
Suncor Energy
SU
$79.4B
– –
-1,909
Closed -$65.6K
TAK icon
325
Takeda Pharmaceutical
TAK
$54.6B
– –
-4,000
Closed -$61.9K
11 12
13
14 15

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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.