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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMB icon
301
Trimble
TRMB
$13.2B
$2.69K ﹤0.01%
50
– –
IDXX icon
302
Idexx Laboratories
IDXX
$44.1B
$2.62K ﹤0.01%
6
-1
-14% -$499
FAST icon
303
Fastenal
FAST
$54.7B
$2.62K ﹤0.01%
96
-2
-2% -$57
SHG icon
304
Shinhan Financial Group
SHG
$32.8B
$2.62K ﹤0.01%
99
– –
GS icon
305
Goldman Sachs
GS
$300B
$2.59K ﹤0.01%
8
– –
CAF
306
Morgan Stanley China A Share Fund
CAF
$322M
$2.58K ﹤0.01%
207
-200
-49% -$2.55K
B
307
Barrick Mining
B
$61.5B
$2.53K ﹤0.01%
174
– –
SMG icon
308
ScottsMiracle-Gro
SMG
$3.82B
$2.48K ﹤0.01%
48
– –
KMI icon
309
Kinder Morgan
KMI
$71.7B
$2.45K ﹤0.01%
148
– –
PODD icon
310
Insulet
PODD
$11.5B
$2.39K ﹤0.01%
15
– –
TLK icon
311
Telkom Indonesia
TLK
$14.5B
$2.34K ﹤0.01%
97
– –
AMT icon
312
American Tower
AMT
$80.8B
$2.3K ﹤0.01%
14
– –
PDD icon
313
Pinduoduo
PDD
$126B
$2.26K ﹤0.01%
+23
New +$1.98K
AES icon
314
AES
AES
$10.5B
$2.25K ﹤0.01%
148
– –
CHPT icon
315
ChargePoint
CHPT
$141M
$2.21K ﹤0.01%
22
– –
BAP icon
316
Credicorp
BAP
$31.8B
$2.17K ﹤0.01%
17
– –
BSAC icon
317
Banco Santander Chile
BSAC
$16.3B
$2.04K ﹤0.01%
111
– –
FRGE
318
DELISTED
Forge Global Holdings
FRGE
$2.03K ﹤0.01%
67
– –
RIO icon
319
Rio Tinto
RIO
$158B
$1.97K ﹤0.01%
31
– –
TRP icon
320
TC Energy
TRP
$70.2B
$1.93K ﹤0.01%
56
– –
BIDU icon
321
Baidu
BIDU
$37.7B
$1.88K ﹤0.01%
14
– –
WBX.WS
322
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$1.86K ﹤0.01%
4,552
– –
HTHT icon
323
Huazhu Hotels Group
HTHT
$13.1B
$1.62K ﹤0.01%
41
+12
+41% +$506
MTTR
324
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$1.59K ﹤0.01%
731
– –
LCII icon
325
LCI Industries
LCII
$2.49B
$1.41K ﹤0.01%
12
– –
10 11 12
13
14

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.