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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PODD icon
301
Insulet
PODD
$11.5B
$4K ﹤0.01%
15
– –
QSR icon
302
Restaurant Brands International
QSR
$25.8B
$4K ﹤0.01%
68
– –
SHG icon
303
Shinhan Financial Group
SHG
$32.9B
$4K ﹤0.01%
132
+48
+57% +$1.54K
SLB icon
304
SLB Ltd
SLB
$73.1B
$4K ﹤0.01%
138
– –
TRMB icon
305
Trimble
TRMB
$13.2B
$4K ﹤0.01%
50
– –
VZ icon
306
Verizon
VZ
$194B
$4K ﹤0.01%
77
– –
YUMC icon
307
Yum China
YUMC
$16.6B
$4K ﹤0.01%
73
+27
+59% +$1.47K
ONC
308
BeOne Medicines Ltd
ONC
$32.5B
$4K ﹤0.01%
15
– –
SMAR
309
DELISTED
Smartsheet Inc.
SMAR
$4K ﹤0.01%
47
– –
DNA.WS
310
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$4K ﹤0.01%
+2,000
New +$6.47K
PIPP.WS
311
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$4K ﹤0.01%
+4,597
New +$4.84K
PSTH.WS
312
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$4K ﹤0.01%
+3,000
New +$4.53K
MTTRW
313
DELISTED
Matterport, Inc. Warrant
MTTRW
$4K ﹤0.01%
390
-1,250
-76% -$14.3K
AZPN
314
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$4K ﹤0.01%
24
+4
+20% +$667
ANSS
315
DELISTED
Ansys
ANSS
$3K ﹤0.01%
8
+2
+33% +$768
ASX icon
316
ASE Group
ASX
$77.2B
$3K ﹤0.01%
445
+152
+52% +$1.12K
BFAM icon
317
Bright Horizons
BFAM
$4.04B
$3K ﹤0.01%
25
+4
+19% +$556
BSY icon
318
Bentley Systems
BSY
$10.6B
$3K ﹤0.01%
66
+11
+20% +$595
BUD icon
319
AB InBev
BUD
$167B
$3K ﹤0.01%
45
– –
CHE icon
320
Chemed
CHE
$7.06B
$3K ﹤0.01%
6
+1
+20% +$480
ELAN icon
321
Elanco Animal Health
ELAN
$13B
$3K ﹤0.01%
105
+18
+21% +$560
EXPO icon
322
Exponent
EXPO
$3.22B
$3K ﹤0.01%
27
+5
+23% +$588
B
323
Barrick Mining
B
$61.7B
$3K ﹤0.01%
162
+57
+54% +$1.08K
GS icon
324
Goldman Sachs
GS
$301B
$3K ﹤0.01%
8
– –
JKHY icon
325
Jack Henry & Associates
JKHY
$10.9B
$3K ﹤0.01%
16
+3
+23% +$486
11 12
13
14 15

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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.