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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+18.82%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$214M
AUM Growth
+$65.4M
Cap. Flow
+$36.3M
Cap. Flow %
16.95%
Top 10 Hldgs %
43.52%
Holding
313
New
59
Increased
68
Reduced
46
Closed
15

Top Buys

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.99M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.36M
3
BPOP icon
Popular Inc
BPOP
+$2.62M
4
RCL icon
Royal Caribbean
RCL
+$2.45M
5
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.37M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.47M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.57M
3
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$2.08M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$1.69M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.36M

Sector Composition

Rank Sector Weight
1 Financials 4.95%
2 Industrials 4.89%
3 Consumer Discretionary 3.5%
4 Materials 1.29%
5 Utilities 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNW
301
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-1,165
Closed -$14K
ITUB icon
302
Itaú Unibanco
ITUB
$93.2B
– –
-1,538
Closed -$5K
ON icon
303
ON Semiconductor
ON
$31.8B
– –
-1,149
Closed -$29K
PTC icon
304
PTC
PTC
$15.8B
– –
-113
Closed -$9K
QS icon
305
CALL
QuantumScape Corp
QS
$3.21B
– –
-1,100
Closed -$13K
RCI icon
306
Rogers Communications
RCI
$18.3B
– –
-573
Closed -$23K
VIAV icon
307
Viavi Solutions
VIAV
$9.12B
– –
-829
Closed -$10K
MOR
308
DELISTED
MorphoSys AG American Depositary Shares
MOR
– –
-304
Closed -$8K
JPS
309
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-6,781
Closed -$60K
BGIO
310
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-300
Closed -$3K
LCAHW
311
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
-1,500
Closed -$5K
KCAC.WS
312
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
– –
-3,000
Closed -$7K
UN
313
DELISTED
Unilever NV New York Registry Shares
UN
– –
-806
Closed -$46K
9 10 11 12
13

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Thomas J. Herzfeld Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Thomas J. Herzfeld Advisors held 313 positions worth $214M, up 44% from $149M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $36.3M of net new capital in Q4 2020, opening 59 new positions and adding to 68 existing holdings. Its largest new stake was MasTec: 89,007 shares worth $6.07M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, up from 1.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Cornerstone Strategic Value Fund, an estimated $4.47M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2020 buy was MasTec: 89,007 shares worth $6.07M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q4 2020, an estimated $3.36M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.47M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2020, selling an estimated $60K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2020.
  • Thomas J. Herzfeld Advisors opened 59 new positions and closed 15 in Q4 2020.
  • Thomas J. Herzfeld Advisors's portfolio value rose 44% quarter-over-quarter to $214M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.