We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$149M
AUM Growth
-$55.2M
Cap. Flow
-$49.6M
Cap. Flow %
-33.35%
Top 10 Hldgs %
53.72%
Holding
307
New
17
Increased
64
Reduced
53
Closed
53

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$1.99M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.89M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.16M
4
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$1.03M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$870K

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.31M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.43M
4
ISD
PGIM High Yield Bond Fund
ISD
+$2.42M
5
HIX
Western Asset High Income Fund II
HIX
+$2.28M

Sector Composition

Rank Sector Weight
1 Financials 1.5%
2 Real Estate 1%
3 Healthcare 0.94%
4 Utilities 0.31%
5 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AYX
301
DELISTED
Alteryx Inc
AYX
– –
-7
Closed -$1K
TTCF
302
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-2,000
Closed -$29K
MXIM
303
DELISTED
Maxim Integrated Products
MXIM
– –
-56
Closed -$4K
VVNT.WS
304
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
-4,000
Closed -$17K
IPOB.U
305
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
– –
-2,000
Closed -$22K
GRAF.WS
306
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
-5,000
Closed -$10K
NBO
307
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
– –
-196
Closed -$2K
9 10 11 12
13

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Thomas J. Herzfeld Advisors held 307 positions worth $149M, down 27% from $204M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $49.6M in Q3 2020, closing 53 positions and reducing 53 holdings. Its most notable exit was MasTec, an estimated $4.59M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 4.2% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Aberdeen Intermediate Income Fund worth $1.93M.

  • Thomas J. Herzfeld Advisors's largest Q3 2020 buy was Aberdeen Intermediate Income Fund: 518,132 shares worth $1.93M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q3 2020, an estimated $1.89M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.31M.
  • Thomas J. Herzfeld Advisors fully exited MasTec in Q3 2020, selling an estimated $4.59M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $149M portfolio in Q3 2020.
  • Thomas J. Herzfeld Advisors opened 17 new positions and closed 53 in Q3 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 27% quarter-over-quarter to $149M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.