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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBN icon
301
ICICI Bank
IBN
$109B
– –
-3,212
Closed -$33K
IHI icon
302
iShares US Medical Devices ETF
IHI
$3.14B
– –
-17,100
Closed -$569K
ING icon
303
ING
ING
$99.8B
– –
-405
Closed -$4K
IWV icon
304
iShares Russell 3000 ETF
IWV
$19.5B
– –
-1,150
Closed -$169K
LEO
305
BNY Mellon Strategic Municipals
LEO
$386M
– –
-70,800
Closed -$508K
MMD
306
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
– –
-3,863
Closed -$75K
NBB icon
307
Nuveen Taxable Municipal Income Fund
NBB
$446M
– –
-38,349
Closed -$742K
PNF
308
DELISTED
PIMCO New York Municipal Income Fund
PNF
– –
-1,800
Closed -$21K
PNI
309
PIMCO New York Municipal Income Fund II
PNI
$76.3M
– –
-11,554
Closed -$122K
PYN
310
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-28,035
Closed -$243K
PZC
311
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-24,028
Closed -$229K
RCG
312
RENN Fund
RCG
$21M
– –
-22,847
Closed -$34K
VALE icon
313
Vale
VALE
$63.8B
– –
-527
Closed -$7K
VWO icon
314
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-1,986
Closed -$76K
ENZ
315
DELISTED
Enzo Biochem, Inc.
ENZ
– –
-11,882
Closed -$33K
PCI
316
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-456,462
Closed -$9.61M
MUH
317
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-8,242
Closed -$107K
MVC
318
DELISTED
MVC Capital, Inc.
MVC
– –
-1,381
Closed -$11K
GMZ
319
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-207
Closed -$10K
APB
320
DELISTED
Asia Pacific Fund
APB
– –
-4,150
Closed -$47K
BZM
321
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
– –
-14,151
Closed -$185K
EIV
322
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
– –
-4,020
Closed -$44K
EVO
323
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
– –
-10,074
Closed -$122K
9 10 11 12
13

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BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.