TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+10.84%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$273M
AUM Growth
+$273M
Cap. Flow
-$3.47M
Cap. Flow %
-1.27%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.63M
2
SHV icon
iShares Short Treasury Bond ETF
SHV
$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.53M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$5.75M
3
DSL
DoubleLine Income Solutions Fund
DSL
$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.36M
5
CET
Central Securities Corp
CET
$1.04M

Sector Composition

1 Financials 7.64%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBN icon
301
ICICI Bank
IBN
$113B
– – -3,212 Closed -$33K
IHI icon
302
iShares US Medical Devices ETF
IHI
$4.33B
– – -2,850 Closed -$569K
ING icon
303
ING
ING
$70.3B
– – -405 Closed -$4K
IWV icon
304
iShares Russell 3000 ETF
IWV
$16.6B
– – -1,150 Closed -$169K
LEO
305
BNY Mellon Strategic Municipals
LEO
$371M
– – -70,800 Closed -$508K
MMD
306
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$275M
– – -3,863 Closed -$75K
NBB icon
307
Nuveen Taxable Municipal Income Fund
NBB
$469M
– – -38,349 Closed -$742K
PNF
308
DELISTED
PIMCO New York Municipal Income Fund
PNF
– – -1,800 Closed -$21K
VALE icon
309
Vale
VALE
$43.9B
– – -527 Closed -$7K
VWO icon
310
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
– – -1,986 Closed -$76K
ENZ
311
DELISTED
Enzo Biochem, Inc.
ENZ
– – -11,882 Closed -$33K
PCI
312
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– – -456,462 Closed -$9.61M
MUH
313
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– – -8,242 Closed -$107K
MVC
314
DELISTED
MVC Capital, Inc.
MVC
– – -1,381 Closed -$11K
GMZ
315
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– – -1,451 Closed -$10K
APB
316
DELISTED
Asia Pacific Fund
APB
– – -4,150 Closed -$47K
BZM
317
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
– – -14,151 Closed -$185K
EIV
318
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
– – -4,020 Closed -$44K
EVO
319
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
– – -10,074 Closed -$122K
PNI
320
PIMCO New York Municipal Income Fund II
PNI
$74M
– – -11,554 Closed -$122K
PYN
321
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– – -28,035 Closed -$243K
PZC
322
DELISTED
PIMCO California Municipal Income Fund III
PZC
– – -24,028 Closed -$229K
RCG
323
RENN Fund
RCG
$19M
– – -22,847 Closed -$34K
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