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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
276
NVIDIA
NVDA
$4.86T
– –
-20
Closed -$870
NVO
277
Novo Nordisk
NVO
$208B
– –
-944
Closed -$85.8K
NVS icon
278
Novartis
NVS
$297B
– –
-1,200
Closed -$116K
NXPI icon
279
NXP Semiconductors
NXPI
$57.8B
– –
-17
Closed -$3.4K
O icon
280
Realty Income
O
$59.6B
– –
-156
Closed -$7.79K
ON icon
281
ON Semiconductor
ON
$31.8B
– –
-66
Closed -$6.13K
PAC icon
282
Grupo Aeroportuario del Pacifico
PAC
$12.9B
– –
-7
Closed -$1.15K
PAGS icon
283
PagSeguro Digital
PAGS
$2.69B
– –
-158
Closed -$1.36K
PAYX icon
284
Paychex
PAYX
$41.6B
– –
-56
Closed -$6.46K
PBR icon
285
Petrobras
PBR
$125B
– –
-256
Closed -$3.84K
PDD icon
286
Pinduoduo
PDD
$126B
– –
-23
Closed -$2.26K
PEP icon
287
PepsiCo
PEP
$190B
– –
-100
Closed -$16.9K
PFE icon
288
Pfizer
PFE
$143B
– –
-109
Closed -$3.62K
PG icon
289
Procter & Gamble
PG
$336B
– –
-103
Closed -$15K
PIM
290
Franklin Master Intermediate Income Trust
PIM
$150M
– –
-39,670
Closed -$120K
IMVP
291
Invesco India ETF
IMVP
$125M
– –
-159
Closed -$3.73K
PLD icon
292
Prologis
PLD
$135B
– –
-95
Closed -$10.7K
PM icon
293
Philip Morris
PM
$297B
– –
-72
Closed -$6.67K
PNC icon
294
PNC Financial Services
PNC
$99.7B
– –
-87
Closed -$10.7K
PODD icon
295
Insulet
PODD
$11.5B
– –
-15
Closed -$2.39K
POOL icon
296
Pool Corp
POOL
$6.75B
– –
-19
Closed -$6.77K
PSX icon
297
Phillips 66
PSX
$84.9B
– –
-38
Closed -$4.57K
PVI icon
298
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
– –
-850
Closed -$21.1K
PYPL icon
299
PayPal
PYPL
$48.9B
– –
-357
Closed -$20.9K
QCOM icon
300
Qualcomm
QCOM
$155B
– –
-52
Closed -$5.78K
10 11
12
13 14

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PC
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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.