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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
276
Regeneron Pharmaceuticals
REGN
$76B
$5K ﹤0.01%
8
– –
SAP icon
277
SAP
SAP
$209B
$5K ﹤0.01%
36
– –
SHW icon
278
Sherwin-Williams
SHW
$83.7B
$5K ﹤0.01%
14
– –
THO icon
279
Thor Industries
THO
$3.95B
$5K ﹤0.01%
46
+10
+28% +$1.08K
TTE icon
280
TotalEnergies
TTE
$193B
$5K ﹤0.01%
104
– –
VRTX icon
281
Vertex Pharmaceuticals
VRTX
$122B
$5K ﹤0.01%
22
– –
WRB icon
282
W.R. Berkley
WRB
$27.2B
$5K ﹤0.01%
135
+25
+23% +$886
WE.WS
283
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
$5K ﹤0.01%
+2,399
New +$5.53K
DOMA.WS
284
DELISTED
Doma Holdings, Inc. Warrants, Every 25 warrants will be exercisable for one share of Common Stock at an exercise price of $287.50 per share of Common Stock
DOMA.WS
$5K ﹤0.01%
+5,000
New +$6.12K
PACXW
285
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$5K ﹤0.01%
7,000
– –
AAPL icon
286
Apple
AAPL
$4.9T
$4K ﹤0.01%
22
– –
ALLE icon
287
Allegion
ALLE
$13.4B
$4K ﹤0.01%
31
+6
+24% +$785
CAF
288
Morgan Stanley China A Share Fund
CAF
$325M
$4K ﹤0.01%
197
– –
CHT icon
289
Chunghwa Telecom
CHT
$33.1B
$4K ﹤0.01%
100
+37
+59% +$1.5K
EMF
290
Templeton Emerging Markets Fund
EMF
$312M
$4K ﹤0.01%
238
– –
ES icon
291
Eversource Energy
ES
$27.8B
$4K ﹤0.01%
40
– –
FN icon
292
Fabrinet
FN
$15.7B
$4K ﹤0.01%
34
-1
-3% -$111
GDDY icon
293
GoDaddy
GDDY
$13.2B
$4K ﹤0.01%
44
– –
GLW icon
294
Corning
GLW
$116B
$4K ﹤0.01%
112
– –
IBKR icon
295
Interactive Brokers
IBKR
$40.3B
$4K ﹤0.01%
220
+32
+17% +$595
ICE icon
296
Intercontinental Exchange
ICE
$87.7B
$4K ﹤0.01%
29
– –
LII icon
297
Lennox International
LII
$14.4B
$4K ﹤0.01%
12
+2
+20% +$625
LYB icon
298
LyondellBasell Industries
LYB
$19.5B
$4K ﹤0.01%
46
– –
NTES icon
299
NetEase
NTES
$84.4B
$4K ﹤0.01%
39
+14
+56% +$1.42K
OPFI.WS
300
DELISTED
OppFi Inc Warrants
OPFI.WS
$4K ﹤0.01%
6,315
– –
10 11
12
13 14

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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.