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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
276
MetLife
MET
$61.2B
$5K ﹤0.01%
105
-97
-48% -$4.72K
OXY icon
277
Occidental Petroleum
OXY
$54.6B
$5K ﹤0.01%
83
-21
-20% -$1.28K
SKM icon
278
SK Telecom
SKM
$13.5B
$5K ﹤0.01%
132
– –
USB icon
279
US Bancorp
USB
$98.9B
$5K ﹤0.01%
97
-60
-38% -$3.14K
IRL
280
DELISTED
NEW IRELAND FUND INC
IRL
$5K ﹤0.01%
+340
New +$4.7K
KST
281
DELISTED
Deutsche Strategic Income Trust
KST
$5K ﹤0.01%
400
– –
BLW icon
282
BlackRock Limited Duration Income Trust
BLW
$492M
$4K ﹤0.01%
250
– –
EOI
283
Eaton Vance Enhanced Equity Income Fund
EOI
$806M
$4K ﹤0.01%
250
– –
GLO
284
Clough Global Opportunities Fund
GLO
$248M
$3K ﹤0.01%
300
– –
HNW
285
DELISTED
Pioneer Diversified High Income Fund
HNW
$3K ﹤0.01%
200
– –
HQL
286
abrdn Life Sciences Investors
HQL
$588M
$1K ﹤0.01%
69
+1
+1% +$21
QSR icon
287
Restaurant Brands International
QSR
$25.8B
$1K ﹤0.01%
10
– –
WEN icon
288
Wendy's
WEN
$1.39B
$1K ﹤0.01%
42
– –
ACP
289
abrdn Income Credit Strategies Fund
ACP
$641M
– –
-158,966
Closed -$2.14M
AZN icon
290
AstraZeneca
AZN
$263B
– –
-176
Closed -$12K
BHC icon
291
Bausch Health
BHC
$1.67B
– –
-1,300
Closed -$22K
BXMX
292
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-400
Closed -$6K
CVS icon
293
CVS Health
CVS
$137B
– –
-48
Closed -$4K
CXH
294
DELISTED
MFS Investment Grade Municipal Trust
CXH
– –
-19,157
Closed -$194K
DMF
295
DELISTED
BNY Mellon Municipal Income
DMF
– –
-3,441
Closed -$31K
EL icon
296
Estee Lauder
EL
$30.1B
– –
-123
Closed -$12K
FTF
297
Franklin Limited Duration Income Trust
FTF
$233M
– –
-28,651
Closed -$339K
HTD
298
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
– –
-656
Closed -$17K
JPC icon
299
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-82,235
Closed -$855K
MUC icon
300
BlackRock MuniHoldings California Quality Fund
MUC
$1B
– –
-5,000
Closed -$72K
9 10 11
12
13

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PCI
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PC
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DMBA
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MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.