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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
251
Watsco Inc
WSO
$12.7B
$4.91K ﹤0.01%
13
– –
BG icon
252
Bunge Global
BG
$20.4B
$4.76K ﹤0.01%
44
– –
MCO icon
253
Moody's
MCO
$82.8B
$4.74K ﹤0.01%
15
– –
XOM icon
254
ExxonMobil
XOM
$644B
$4.7K ﹤0.01%
40
– –
AZPN
255
DELISTED
Aspen Technology Inc
AZPN
$4.7K ﹤0.01%
23
– –
CCI icon
256
Crown Castle
CCI
$33.3B
$4.69K ﹤0.01%
51
– –
MU icon
257
Micron Technology
MU
$930B
$4.69K ﹤0.01%
69
– –
SGEN
258
DELISTED
Seagen Inc. Common Stock
SGEN
$4.67K ﹤0.01%
22
– –
SAP icon
259
SAP
SAP
$212B
$4.66K ﹤0.01%
36
– –
WRB icon
260
W.R. Berkley
WRB
$26.9B
$4.63K ﹤0.01%
110
– –
DHR icon
261
Danaher
DHR
$137B
$4.62K ﹤0.01%
24
– –
PSX icon
262
Phillips 66
PSX
$84.9B
$4.57K ﹤0.01%
38
– –
RTX icon
263
RTX Corp
RTX
$290B
$4.53K ﹤0.01%
63
– –
QSR icon
264
Restaurant Brands International
QSR
$25.7B
$4.53K ﹤0.01%
68
– –
CRL icon
265
Charles River Laboratories
CRL
$11.2B
$4.51K ﹤0.01%
23
– –
SITE icon
266
SiteOne Landscape Supply
SITE
$4.12B
$4.41K ﹤0.01%
27
– –
JKHY icon
267
Jack Henry & Associates
JKHY
$10.9B
$4.38K ﹤0.01%
29
– –
DLB icon
268
Dolby
DLB
$5.51B
$4.36K ﹤0.01%
55
– –
AMZN icon
269
Amazon
AMZN
$2.92T
$4.32K ﹤0.01%
34
– –
BTI icon
270
British American Tobacco
BTI
$131B
$4.18K ﹤0.01%
133
– –
ZBRA icon
271
Zebra Technologies
ZBRA
$14B
$4.02K ﹤0.01%
17
– –
SAIA icon
272
Saia
SAIA
$9.27B
$3.99K ﹤0.01%
10
– –
ONC
273
BeOne Medicines Ltd
ONC
$32.8B
$3.96K ﹤0.01%
22
– –
EXPO icon
274
Exponent
EXPO
$3.24B
$3.94K ﹤0.01%
46
– –
IIF
275
Morgan Stanley India Investment Fund
IIF
$217M
$3.93K ﹤0.01%
176
– –
9 10
11
12 13

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CWA
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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.