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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
251
ConocoPhillips
COP
$147B
$4.27K ﹤0.01%
43
– –
PVI icon
252
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$4.27K ﹤0.01%
171
-600
-78% -$15K
BX icon
253
Blackstone
BX
$102B
$4.22K ﹤0.01%
48
– –
ALNY icon
254
Alnylam Pharmaceuticals
ALNY
$27.5B
$4.21K ﹤0.01%
21
– –
BG icon
255
Bunge Global
BG
$20.4B
$4.2K ﹤0.01%
44
– –
WSO icon
256
Watsco Inc
WSO
$12.7B
$4.14K ﹤0.01%
13
– –
BP icon
257
BP
BP
$116B
$4.13K ﹤0.01%
109
– –
BTX
258
BlackRock Technology and Private Equity Term Trust
BTX
$940M
$4.1K ﹤0.01%
511
-372,868
-100% -$2.78M
ES icon
259
Eversource Energy
ES
$26.9B
$4.07K ﹤0.01%
52
– –
CHT icon
260
Chunghwa Telecom
CHT
$33.1B
$4.07K ﹤0.01%
104
+4
+4% +$152
TDY icon
261
Teledyne Technologies
TDY
$30.4B
$4.03K ﹤0.01%
9
– –
TCOM icon
262
Trip.com Group
TCOM
$29.6B
$3.99K ﹤0.01%
106
+3
+3% +$112
PSX icon
263
Phillips 66
PSX
$84.9B
$3.85K ﹤0.01%
38
– –
CHE icon
264
Chemed
CHE
$7.07B
$3.76K ﹤0.01%
7
+1
+17% +$510
NOW icon
265
ServiceNow
NOW
$115B
$3.72K ﹤0.01%
40
– –
ALLE icon
266
Allegion
ALLE
$13.4B
$3.63K ﹤0.01%
34
+1
+3% +$112
AAPL icon
267
Apple
AAPL
$4.54T
$3.63K ﹤0.01%
22
– –
AES icon
268
AES
AES
$10.5B
$3.56K ﹤0.01%
148
– –
MU icon
269
Micron Technology
MU
$930B
$3.56K ﹤0.01%
59
– –
WBX.WS
270
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$3.55K ﹤0.01%
4,552
– –
DHR icon
271
Danaher
DHR
$137B
$3.53K ﹤0.01%
16
– –
LII icon
272
Lennox International
LII
$14.4B
$3.52K ﹤0.01%
14
– –
FICO icon
273
Fair Isaac
FICO
$24.3B
$3.51K ﹤0.01%
5
– –
SMG icon
274
ScottsMiracle-Gro
SMG
$3.82B
$3.35K ﹤0.01%
48
– –
YUMC icon
275
Yum China
YUMC
$16.5B
$3.3K ﹤0.01%
52
-21
-29% -$1.27K
9 10
11
12 13

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.