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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KPTI icon
251
Karyopharm Therapeutics
KPTI
$155M
$9K ﹤0.01%
100
– –
MCD icon
252
McDonald's
MCD
$193B
$9K ﹤0.01%
50
– –
MUFG icon
253
Mitsubishi UFJ Financial
MUFG
$247B
$9K ﹤0.01%
1,760
+283
+19% +$1.47K
PEP icon
254
PepsiCo
PEP
$196B
$9K ﹤0.01%
74
-16
-18% -$1.82K
PFE icon
255
Pfizer
PFE
$143B
$9K ﹤0.01%
233
– –
RTX icon
256
RTX Corp
RTX
$290B
$9K ﹤0.01%
108
– –
RTN
257
DELISTED
Raytheon Company
RTN
$9K ﹤0.01%
49
– –
AXP icon
258
American Express
AXP
$224B
$8K ﹤0.01%
69
– –
CNQ icon
259
Canadian Natural Resources
CNQ
$96.9B
$8K ﹤0.01%
588
+157
+36% +$2.09K
DIS icon
260
Walt Disney
DIS
$171B
$8K ﹤0.01%
75
– –
EDU icon
261
New Oriental
EDU
$9.32B
$8K ﹤0.01%
93
+27
+41% +$2.03K
SPG icon
262
Simon Property Group
SPG
$76.4B
$8K ﹤0.01%
46
– –
SYK icon
263
Stryker
SYK
$135B
$8K ﹤0.01%
43
– –
GWPH
264
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$8K ﹤0.01%
45
+4
+10% +$595
ADP icon
265
Automatic Data Processing
ADP
$109B
$7K ﹤0.01%
44
– –
AEP icon
266
American Electric Power
AEP
$70.4B
$7K ﹤0.01%
83
– –
AON icon
267
Aon
AON
$80.6B
$7K ﹤0.01%
+43
New +$6.97K
NOC icon
268
Northrop Grumman
NOC
$76B
$7K ﹤0.01%
26
– –
PNC icon
269
PNC Financial Services
PNC
$99.1B
$7K ﹤0.01%
59
– –
PUK icon
270
Prudential
PUK
$36.4B
$7K ﹤0.01%
186
+13
+8% +$502
RY icon
271
Royal Bank of Canada
RY
$287B
$7K ﹤0.01%
+94
New +$7.11K
SKM icon
272
SK Telecom
SKM
$11.4B
$7K ﹤0.01%
179
+43
+32% +$1.82K
SNP
273
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$7K ﹤0.01%
84
+24
+40% +$1.97K
BBD icon
274
Banco Bradesco
BBD
$37.4B
$6K ﹤0.01%
987
+131
+15% +$942
BDX icon
275
Becton Dickinson
BDX
$46.4B
$6K ﹤0.01%
25
– –
9 10
11
12 13

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PC
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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.