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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
251
Sanofi
SNY
$106B
$10K ﹤0.01%
192
– –
USO icon
252
United States Oil Fund
USO
$2.08B
$10K ﹤0.01%
125
– –
CCEP icon
253
Coca-Cola Europacific Partners
CCEP
$48B
$9K ﹤0.01%
207
-30
-13% -$1.27K
GGZ
254
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$9K ﹤0.01%
700
– –
SAP icon
255
SAP
SAP
$201B
$9K ﹤0.01%
83
– –
CS
256
DELISTED
Credit Suisse Group
CS
$9K ﹤0.01%
563
– –
RTN
257
DELISTED
Raytheon Company
RTN
$9K ﹤0.01%
+46
New +$8.1K
ING icon
258
ING
ING
$95.6B
$8K ﹤0.01%
442
– –
MFC icon
259
Manulife Financial
MFC
$73B
$8K ﹤0.01%
399
– –
PUK icon
260
Prudential
PUK
$36.6B
$8K ﹤0.01%
168
– –
SPG icon
261
Simon Property Group
SPG
$74.9B
$8K ﹤0.01%
47
-5
-10% -$799
TT icon
262
Trane Technologies
TT
$106B
$8K ﹤0.01%
91
-20
-18% -$1.77K
ABB
263
DELISTED
ABB Ltd
ABB
$8K ﹤0.01%
340
– –
SNP
264
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$8K ﹤0.01%
110
-4
-4% -$305
AEP icon
265
American Electric Power
AEP
$72.9B
$7K ﹤0.01%
99
– –
D icon
266
Dominion Energy
D
$62B
$7K ﹤0.01%
95
– –
VEON icon
267
VEON
VEON
$3.57B
$7K ﹤0.01%
63
– –
SHPG
268
DELISTED
Shire pic
SHPG
$7K ﹤0.01%
43
– –
GIL icon
269
Gildan
GIL
$9.37B
$6K ﹤0.01%
193
– –
KHC icon
270
Kraft Heinz
KHC
$31.1B
$6K ﹤0.01%
82
– –
MLCO icon
271
Melco Resorts & Entertainment
MLCO
$2.17B
$6K ﹤0.01%
269
– –
SPXX icon
272
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$6K ﹤0.01%
384
– –
TCOM icon
273
Trip.com Group
TCOM
$28.3B
$6K ﹤0.01%
108
– –
GWPH
274
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$6K ﹤0.01%
63
– –
BNS icon
275
Scotiabank
BNS
$106B
$5K ﹤0.01%
+81
New +$5.04K
9 10
11
12 13

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PCI
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PC
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DMBA
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MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.