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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
226
Alphabet (Google) Class C
GOOG
$4.36T
– –
-99
Closed -$13.1K
GS icon
227
Goldman Sachs
GS
$300B
– –
-8
Closed -$2.59K
GSIE icon
228
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6B
– –
-4,302
Closed -$129K
GTLS
229
DELISTED
Chart Industries
GTLS
– –
-239
Closed -$40.4K
HD icon
230
Home Depot
HD
$331B
– –
-57
Closed -$17.2K
HDB icon
231
HDFC Bank
HDB
$123B
– –
-218
Closed -$6.43K
HTHT icon
232
Huazhu Hotels Group
HTHT
$13.1B
– –
-41
Closed -$1.62K
IBB icon
233
iShares Biotechnology ETF
IBB
$9.34B
– –
-2,850
Closed -$349K
IBKR icon
234
Interactive Brokers
IBKR
$39.2B
– –
-176
Closed -$3.81K
IBN icon
235
ICICI Bank
IBN
$108B
– –
-614
Closed -$14.2K
IDXX icon
236
Idexx Laboratories
IDXX
$44.1B
– –
-6
Closed -$2.62K
IHI icon
237
iShares US Medical Devices ETF
IHI
$3.13B
– –
-15,034
Closed -$729K
INCY icon
238
Incyte
INCY
$24.2B
– –
-242
Closed -$14K
ISRG icon
239
Intuitive Surgical
ISRG
$127B
– –
-20
Closed -$5.85K
ITW icon
240
Illinois Tool Works
ITW
$82.6B
– –
-30
Closed -$6.91K
JAAA icon
241
Janus Henderson AAA CLO ETF
JAAA
$29B
– –
-14,350
Closed -$722K
JCI icon
242
Johnson Controls International
JCI
$88.8B
– –
-19
Closed -$1.01K
JKHY icon
243
Jack Henry & Associates
JKHY
$10.9B
– –
-29
Closed -$4.38K
JPM icon
244
JPMorgan Chase
JPM
$935B
– –
-61
Closed -$8.85K
KDP icon
245
Keurig Dr Pepper
KDP
$42.3B
– –
-209
Closed -$6.6K
KMI icon
246
Kinder Morgan
KMI
$71.7B
– –
-148
Closed -$2.45K
KSA icon
247
iShares MSCI Saudi Arabia ETF
KSA
$623M
– –
-167
Closed -$6.47K
LCII icon
248
LCI Industries
LCII
$2.49B
– –
-12
Closed -$1.41K
LII icon
249
Lennox International
LII
$14.4B
– –
-14
Closed -$5.24K
LIN icon
250
Linde
LIN
$221B
– –
-15
Closed -$5.58K
8 9
10
11 12

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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.