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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
226
Alibaba
BABA
$276B
$12K ﹤0.01%
68
+19
+39% +$3.2K
BHP icon
227
BHP
BHP
$211B
$12K ﹤0.01%
238
+81
+52% +$3.69K
NGG icon
228
National Grid
NGG
$79.3B
$12K ﹤0.01%
249
+69
+38% +$3.34K
TSM icon
229
TSMC
TSM
$1.94T
$12K ﹤0.01%
284
+79
+39% +$3.01K
AMZN icon
230
Amazon
AMZN
$2.44T
$11K ﹤0.01%
120
– –
HD icon
231
Home Depot
HD
$337B
$11K ﹤0.01%
56
– –
JPM icon
232
JPMorgan Chase
JPM
$916B
$11K ﹤0.01%
106
– –
NXC
233
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$11K ﹤0.01%
+780
New +$10.8K
RCI icon
234
Rogers Communications
RCI
$18.8B
$11K ﹤0.01%
208
+60
+41% +$3.23K
SNY icon
235
Sanofi
SNY
$107B
$11K ﹤0.01%
247
+74
+43% +$3.17K
TSI
236
TCW Strategic Income Fund
TSI
$213M
$11K ﹤0.01%
2,000
– –
UNH icon
237
UnitedHealth
UNH
$382B
$11K ﹤0.01%
43
– –
ORAN
238
DELISTED
Orange
ORAN
$11K ﹤0.01%
662
+198
+43% +$3.07K
ALLE icon
239
Allegion
ALLE
$13.5B
$10K ﹤0.01%
105
+30
+40% +$2.61K
IHD
240
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
$10K ﹤0.01%
+1,301
New +$10.5K
ITUB icon
241
Itaú Unibanco
ITUB
$89.8B
$10K ﹤0.01%
1,612
-175
-10% -$1.24K
JNJ icon
242
Johnson & Johnson
JNJ
$640B
$10K ﹤0.01%
74
-8
-10% -$1.07K
LULU icon
243
lululemon athletica
LULU
$13.5B
$10K ﹤0.01%
60
+23
+62% +$3.36K
PHG icon
244
Philips
PHG
$25.5B
$10K ﹤0.01%
301
+85
+39% +$2.53K
SAP icon
245
SAP
SAP
$215B
$10K ﹤0.01%
87
+25
+40% +$2.66K
SVXY icon
246
ProShares Short VIX Short-Term Futures ETF
SVXY
$217M
$10K ﹤0.01%
388
– –
WMT icon
247
Walmart Inc
WMT
$909B
$10K ﹤0.01%
300
+42
+16% +$1.36K
ZTS icon
248
Zoetis
ZTS
$32.7B
$10K ﹤0.01%
95
+10
+12% +$908
AAPL icon
249
Apple
AAPL
$4.97T
$9K ﹤0.01%
184
-48
-21% -$2.04K
INTU icon
250
Intuit
INTU
$91.1B
$9K ﹤0.01%
34
+8
+31% +$1.85K
8 9
10
11 12

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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.