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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Consumer Discretionary 4.49%
3 Industrials 4.46%
4 Consumer Staples 2.21%
5 Materials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMZ
226
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$24K 0.01%
436
– –
ASML icon
227
ASML
ASML
$596B
$23K 0.01%
116
– –
VALE icon
228
Vale
VALE
$62.3B
$23K 0.01%
1,779
-573
-24% -$7.54K
GPM
229
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$23K 0.01%
2,774
– –
IQI icon
230
Invesco Quality Municipal Securities
IQI
$526M
$21K 0.01%
1,725
– –
INCY icon
231
Incyte
INCY
$25.4B
$20K 0.01%
242
– –
KPTI icon
232
Karyopharm Therapeutics
KPTI
$155M
$20K 0.01%
100
– –
NMY
233
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$18K 0.01%
1,448
– –
BMA icon
234
Banco Macro
BMA
$5.81B
$17K 0.01%
+162
New +$17.6K
BTZ icon
235
BlackRock Credit Allocation Income Trust
BTZ
$927M
$16K 0.01%
1,300
– –
GGZ
236
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$13K 0.01%
1,046
– –
USO icon
237
United States Oil Fund
USO
$2.15B
$13K 0.01%
125
– –
DDF
238
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$13K 0.01%
1,278
– –
IRL
239
DELISTED
NEW IRELAND FUND INC
IRL
$13K 0.01%
1,084
+546
+101% +$6.83K
MVC
240
DELISTED
MVC Capital, Inc.
MVC
$13K 0.01%
1,318
+18
+1% +$186
RTN
241
DELISTED
Raytheon Company
RTN
$13K 0.01%
59
– –
MSF
242
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$13K 0.01%
716
– –
HNW
243
DELISTED
Pioneer Diversified High Income Fund
HNW
$12K ﹤0.01%
800
– –
SNP
244
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$12K ﹤0.01%
137
– –
AAPL icon
245
Apple
AAPL
$4.97T
$11K ﹤0.01%
256
+48
+23% +$2.07K
BABA icon
246
Alibaba
BABA
$276B
$11K ﹤0.01%
62
+16
+35% +$3.01K
JPM icon
247
JPMorgan Chase
JPM
$916B
$11K ﹤0.01%
98
-12
-11% -$1.36K
MMM icon
248
3M
MMM
$91.8B
$11K ﹤0.01%
59
– –
MSFT icon
249
Microsoft
MSFT
$2.9T
$11K ﹤0.01%
121
+16
+15% +$1.46K
SE icon
250
Sea Limited
SE
$66.4B
$11K ﹤0.01%
998
– –
8 9
10
11 12

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CWA
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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.