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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$269M
AUM Growth
+$41.9M
Cap. Flow
+$37.3M
Cap. Flow %
13.87%
Top 10 Hldgs %
40.16%
Holding
342
New
54
Increased
77
Reduced
95
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$8.83M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.29M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$5.19M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.15M
5
FMO
Fiduciary/Claymore Energy Infrastructure Fund
FMO
+$3M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$5.72M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.26M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$2.02M
4
TY icon
TRI-Continental Corp
TY
+$1.42M
5
RVT icon
Royce Value Trust
RVT
+$1.37M

Sector Composition

Rank Sector Weight
1 Financials 6.52%
2 Consumer Discretionary 4.44%
3 Industrials 4.41%
4 Consumer Staples 2.21%
5 Materials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCY icon
226
Incyte
INCY
$23.8B
$23K 0.01%
242
– –
PHG icon
227
Philips
PHG
$26B
$23K 0.01%
818
+282
+53% +$8.5K
IQI icon
228
Invesco Quality Municipal Securities
IQI
$525M
$22K 0.01%
+1,725
New +$21.6K
INO icon
229
Inovio Pharmaceuticals
INO
$81.4M
$21K 0.01%
417
-833
-67% -$51.6K
PCF
230
High Income Securities Fund
PCF
$99.4M
$21K 0.01%
2,356
– –
MN
231
DELISTED
MANNING & NAPIER, INC.
MN
$21K 0.01%
5,900
-100
-2% -$376
ASML icon
232
ASML
ASML
$632B
$20K 0.01%
116
-43
-27% -$7.59K
NTES icon
233
NetEase
NTES
$79.7B
$20K 0.01%
295
-155
-34% -$9.68K
BMRN icon
234
BioMarin Pharmaceuticals
BMRN
$11.7B
$19K 0.01%
211
-189
-47% -$16.4K
ITUB icon
235
Itaú Unibanco
ITUB
$91.6B
$19K 0.01%
3,088
– –
AEG icon
236
Aegon
AEG
$13.6B
$18K 0.01%
+3,605
New +$17.6K
NMY
237
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$18K 0.01%
+1,448
New +$18.4K
BTZ icon
238
BlackRock Credit Allocation Income Trust
BTZ
$931M
$17K 0.01%
1,300
-95,395
-99% -$1.27M
KPTI icon
239
Karyopharm Therapeutics
KPTI
$166M
$14K 0.01%
100
-225
-69% -$36.1K
DDF
240
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$14K 0.01%
1,278
– –
MVC
241
DELISTED
MVC Capital, Inc.
MVC
$14K 0.01%
1,300
– –
BDJ icon
242
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$13K ﹤0.01%
1,410
+21
+2% +$191
GGZ
243
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$124M
$13K ﹤0.01%
1,046
+346
+49% +$4.39K
HNW
244
DELISTED
Pioneer Diversified High Income Fund
HNW
$13K ﹤0.01%
800
+600
+300% +$9.55K
SE icon
245
Sea Limited
SE
$64.3B
$13K ﹤0.01%
+998
New +$13.6K
MSF
246
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$13K ﹤0.01%
716
– –
JPM icon
247
JPMorgan Chase
JPM
$939B
$12K ﹤0.01%
110
-714
-87% -$72.3K
MMM icon
248
3M
MMM
$91.4B
$12K ﹤0.01%
59
-850
-94% -$164K
USO icon
249
United States Oil Fund
USO
$2.09B
$12K ﹤0.01%
125
– –
EMBJ
250
Embraer S.A. ADS
EMBJ
$12B
$11K ﹤0.01%
+450
New +$9.22K
8 9
10
11 12

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BIC
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SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Thomas J. Herzfeld Advisors held 342 positions worth $269M, up 18% from $227M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors deployed $37.3M of net new capital in Q4 2017, opening 54 new positions and adding to 77 existing holdings. Its largest new stake was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was BlackRock Science and Technology Trust, an estimated $5.72M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2017 buy was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2017, an estimated $8.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2017 reduction was BlackRock Science and Technology Trust, cutting an estimated $5.72M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Dynamic Europe Equity Income Fund in Q4 2017, selling an estimated $1.12M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $269M portfolio in Q4 2017.
  • Thomas J. Herzfeld Advisors opened 54 new positions and closed 31 in Q4 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 18% quarter-over-quarter to $269M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.