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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCH
226
DELISTED
Aberdeen Greater China Fund
GCH
$23K 0.01%
2,000
– –
CLM icon
227
Cornerstone Strategic Value Fund
CLM
$2.17B
$22K 0.01%
1,530
+579
+61% +$8.44K
GE icon
228
GE Aerospace
GE
$372B
$22K 0.01%
189
-24
-11% -$2.9K
ITUB icon
229
Itaú Unibanco
ITUB
$91.9B
$21K 0.01%
3,088
– –
PCF
230
High Income Securities Fund
PCF
$99.8M
$21K 0.01%
2,356
– –
FTI icon
231
TechnipFMC
FTI
$29.8B
$19K 0.01%
899
+340
+61% +$6.82K
PHG icon
232
Philips
PHG
$26.2B
$17K 0.01%
536
-685
-56% -$19.9K
DDF
233
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$14K 0.01%
1,278
+1,230
+2,563% +$12.9K
GMZ
234
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$14K 0.01%
207
– –
BDJ icon
235
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$13K 0.01%
1,389
+22
+2% +$196
MA icon
236
Mastercard
MA
$486B
$13K 0.01%
92
-143
-61% -$18.9K
MVC
237
DELISTED
MVC Capital, Inc.
MVC
$13K 0.01%
1,300
-718
-36% -$7.28K
BIDU icon
238
Baidu
BIDU
$35.9B
$12K 0.01%
47
-2
-4% -$436
ALXN
239
DELISTED
Alexion Pharmaceuticals
ALXN
$12K 0.01%
88
-46
-34% -$6.25K
MSF
240
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$12K 0.01%
716
– –
ALLE icon
241
Allegion
ALLE
$13.3B
$11K ﹤0.01%
126
– –
TD icon
242
Toronto Dominion Bank
TD
$198B
$11K ﹤0.01%
190
– –
BHP icon
243
BHP
BHP
$211B
$10K ﹤0.01%
278
– –
BTI icon
244
British American Tobacco
BTI
$131B
$10K ﹤0.01%
156
– –
CB icon
245
Chubb
CB
$140B
$10K ﹤0.01%
68
– –
CNQ icon
246
Canadian Natural Resources
CNQ
$93.8B
$10K ﹤0.01%
584
– –
HQH
247
abrdn Healthcare Investors
HQH
$1.25B
$10K ﹤0.01%
+404
New +$10.2K
MUFG icon
248
Mitsubishi UFJ Financial
MUFG
$260B
$10K ﹤0.01%
1,557
– –
PAM icon
249
Pampa Energía
PAM
$4.6B
$10K ﹤0.01%
159
– –
PM icon
250
Philip Morris
PM
$305B
$10K ﹤0.01%
89
+23
+35% +$2.68K
8 9
10
11 12

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DMBA
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.