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TJHA
Thomas J. Herzfeld Advisors Portfolio holdings
AUM
$294M
1-Year Est. Return
2.62%
This Fund
S&P 500
This Quarter
Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
(+11%)
Cap. Flow
+$23.1M
Cap. Flow
% of AUM
11.59%
Top 10 Holdings %
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
THQ
abrdn Healthcare Opportunities Fund
THQ
|
+$4.29M |
| 2 |
BlackRock Science and Technology Trust
BST
|
+$2.59M |
| 3 |
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
|
+$2.52M |
| 4 |
SMM
Salient Midstream & MLP Fund
SMM
|
+$2.46M |
| 5 |
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
|
+$1.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Municipal Credit Income Fund
NZF
|
+$2.04M |
| 2 |
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
|
+$1.82M |
| 3 |
NIE
Virtus Equity & Convertible Income Fund
NIE
|
+$1.72M |
| 4 |
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
|
+$1.3M |
| 5 |
BlackRock Municipal 2030 Target Term Trust
BTT
|
+$1.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 5.37% |
| 2 | Industrials | 4.95% |
| 3 | Consumer Discretionary | 3.58% |
| 4 | Consumer Staples | 2.23% |
| 5 | Real Estate | 1.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Pfizer
PFE
$144B
| $11K | 0.01% |
+360
| New | +$10.3K |
|
227
Sumitomo Mitsui Financial
SMFG
$163B
| $11K | 0.01% |
+1,542
| New | +$11.7K |
|
228
Simon Property Group
SPG
$76.5B
| $11K | 0.01% |
+60
| New | +$10.6K |
|
229
Thermo Fisher Scientific
TMO
$213B
| $11K | 0.01% |
+84
| New | +$10.2K |
|
230
Barclays
BCS
$91.2B
| $10K | 0.01% |
+701
| New | +$9.62K |
|
231
Baidu
BIDU
$35.7B
| $10K | 0.01% |
+42
| New | +$9.63K |
|
232
Chubb
CB
$141B
| $10K | 0.01% |
+88
| New | +$9.74K |
|
233
Home Depot
HD
$343B
| $10K | 0.01% |
+94
| New | +$9.13K |
|
|
HQL
234
abrdn Life Sciences Investors
HQL
$586M
| $10K | 0.01% |
390
-1,535
| -80% | -$36.8K |
|
235
ICICI Bank
IBN
$109B
| $10K | 0.01% |
+963
| New | +$9.82K |
|
236
Toyota
TM
$220B
| $10K | 0.01% |
+79
| New | +$9.49K |
|
237
American Electric Power
AEP
$72.7B
| $9K | ﹤0.01% |
+152
| New | +$8.7K |
|
238
Credicorp
BAP
$31B
| $9K | ﹤0.01% |
+59
| New | +$9.37K |
|
239
Canadian Natural Resources
CNQ
$92.7B
| $9K | ﹤0.01% |
+571
| New | +$9.32K |
|
240
CVS Health
CVS
$139B
| $9K | ﹤0.01% |
+91
| New | +$8.02K |
|
241
GE Aerospace
GE
$378B
| $9K | ﹤0.01% |
+77
| New | +$9.47K |
|
242
Intel
INTC
$438B
| $9K | ﹤0.01% |
+240
| New | +$8.35K |
|
243
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $9K | ﹤0.01% |
800
| – | – |
|
244
Johnson & Johnson
JNJ
$644B
| $9K | ﹤0.01% |
+85
| New | +$8.96K |
|
245
Coca-Cola
KO
$380B
| $9K | ﹤0.01% |
+208
| New | +$8.88K |
|
246
McDonald's
MCD
$193B
| $9K | ﹤0.01% |
+97
| New | +$9.08K |
|
247
NextEra Energy
NEE
$187B
| $9K | ﹤0.01% |
+328
| New | +$8.28K |
|
248
NXP Semiconductors
NXPI
$65.9B
| $9K | ﹤0.01% |
+122
| New | +$8.65K |
|
249
RTX Corp
RTX
$294B
| $9K | ﹤0.01% |
+121
| New | +$8.25K |
|
250
Sensata Technologies
ST
$6.74B
| $9K | ﹤0.01% |
+175
| New | +$8.49K |
|
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review
As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.
- Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
- Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
- Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
- Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
- Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
- Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
- Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.
Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.