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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PRDO icon
7726
CALL
Perdoceo Education
PRDO
$2.08B
$9.6K ﹤0.01%
300
+200
+200% +$6.86K
IVVD icon
7727
PUT
Invivyd
IVVD
$243M
$9.59K ﹤0.01%
11,000
+2,900
+36% +$3.63K
BOAT icon
7728
SonicShares Global Shipping ETF
BOAT
$102M
$9.55K ﹤0.01%
+252
New +$10.4K
OCSL icon
7729
CALL
Oaktree Specialty Lending
OCSL
$1.15B
$9.55K ﹤0.01%
800
-15,700
-95% -$189K
CPII icon
7730
Ionic Inflation Protection ETF
CPII
$11.4M
$9.53K ﹤0.01%
+500
New +$9.65K
CPII icon
7731
PUT
Ionic Inflation Protection ETF
CPII
$11.4M
$9.53K ﹤0.01%
+500
New +$9.65K
NVX
7732
CALL
NOVONIX
NVX
$75.1M
$9.48K ﹤0.01%
2,060
-180
-8% -$1.2K
INBX icon
7733
PUT
Inhibrx
INBX
$1.78B
$9.47K ﹤0.01%
100
-800
-89% -$80.2K
NFLY icon
7734
YieldMax NFLX Option Income Strategy ETF
NFLY
$38M
$9.47K ﹤0.01%
1,201
-1,844
-61% -$17.9K
SRS icon
7735
ProShares UltraShort Real Estate
SRS
$14.6M
$9.46K ﹤0.01%
+235
New +$9.69K
SIZE icon
7736
iShares MSCI USA Size Factor ETF
SIZE
$439M
$9.45K ﹤0.01%
+53
New +$9.09K
GSIE icon
7737
CALL
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$9.44K ﹤0.01%
+100
New +$4.54K
FIZZ icon
7738
CALL
National Beverage
FIZZ
$3.02B
$9.36K ﹤0.01%
300
-200
-40% -$6.97K
DCOM icon
7739
Dime Commercial Bancshares
DCOM
$1.82B
$9.35K ﹤0.01%
230
-2,272
-91% -$84.5K
NTGR icon
7740
PUT
NETGEAR
NTGR
$579M
$9.34K ﹤0.01%
400
-22,000
-98% -$548K
SUPN icon
7741
CALL
Supernus Pharmaceuticals
SUPN
$2.53B
$9.3K ﹤0.01%
200
+100
+100% +$4.8K
SLGN icon
7742
PUT
Silgan Holdings
SLGN
$4.35B
$9.28K ﹤0.01%
200
-200
-50% -$7.99K
TRNS icon
7743
PUT
Transcat
TRNS
$800M
$9.28K ﹤0.01%
100
OTTR icon
7744
Otter Tail
OTTR
$3.77B
$9.27K ﹤0.01%
103
+88
+587% +$7.78K
FTRE icon
7745
Fortrea Holdings
FTRE
$1.68B
$9.26K ﹤0.01%
+532
New +$7.18K
KTB icon
7746
Kontoor Brands
KTB
$4.02B
$9.25K ﹤0.01%
111
-56
-34% -$4.08K
PLRX icon
7747
CALL
Pliant Therapeutics
PLRX
$71.8M
$9.23K ﹤0.01%
8,100
-1,600
-16% -$1.95K
FHTX icon
7748
Foghorn Therapeutics
FHTX
$292M
$9.23K ﹤0.01%
1,892
+1,826
+2,767% +$8.1K
BFST icon
7749
CALL
Business First Bancshares
BFST
$1.04B
$9.22K ﹤0.01%
300
+200
+200% +$5.65K
BRCC icon
7750
PUT
BRC Inc
BRCC
$125M
$9.21K ﹤0.01%
830
-80
-9% -$990

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.