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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
OFS icon
7751
PUT
OFS Capital
OFS
$52.4M
$9.2K ﹤0.01%
2,600
ACIW icon
7752
ACI Worldwide
ACIW
$5.35B
$9.2K ﹤0.01%
183
-89
-33% -$3.87K
DBMF icon
7753
CALL
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.22B
$9.18K ﹤0.01%
300
+200
+200% +$6.14K
DBMF icon
7754
PUT
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.22B
$9.18K ﹤0.01%
300
+100
+50% +$3.07K
RVLV icon
7755
PUT
Revolve Group
RVLV
$1.52B
$9.16K ﹤0.01%
400
-46,200
-99% -$1.02M
SLP icon
7756
PUT
Simulations Plus
SLP
$373M
$9.15K ﹤0.01%
500
MYGN icon
7757
PUT
Myriad Genetics
MYGN
$305M
$9.14K ﹤0.01%
1,600
+200
+14% +$908
SILA
7758
CALL
DELISTED
Sila Realty Trust
SILA
$9.11K ﹤0.01%
300
BTCS icon
7759
PUT
BTCS Inc
BTCS
$71.7M
$9.1K ﹤0.01%
8,200
-2,200
-21% -$3.54K
UMH
7760
PUT
UMH Properties
UMH
$1.36B
$9.08K ﹤0.01%
600
+200
+50% +$3.06K
RNST icon
7761
Renasant Corp
RNST
$3.78B
$9.06K ﹤0.01%
+213
New +$8.61K
FLWS icon
7762
PUT
1-800-Flowers.com
FLWS
$239M
$9.05K ﹤0.01%
2,600
+900
+53% +$3.55K
RBCAA icon
7763
CALL
Republic Bancorp
RBCAA
$1.9B
$9.04K ﹤0.01%
+100
New +$7.92K
HQY icon
7764
PUT
HealthEquity
HQY
$7.95B
$9.03K ﹤0.01%
100
-500
-83% -$42.4K
RAIL icon
7765
FreightCar America
RAIL
$233M
$9.03K ﹤0.01%
927
-21,091
-96% -$178K
BLNK icon
7766
PUT
Blink Charging
BLNK
$85.3M
$9.02K ﹤0.01%
14,100
+1,700
+14% +$1.23K
EWZS icon
7767
iShares MSCI Brazil Small-Cap ETF
EWZS
$229M
$9.02K ﹤0.01%
695
-2,365
-77% -$34K
HURN icon
7768
CALL
Huron Consulting
HURN
$2.47B
$9.02K ﹤0.01%
100
ESGU icon
7769
iShares ESG Aware MSCI USA ETF
ESGU
$18.2B
$9K ﹤0.01%
+55
New +$8.7K
OTTR icon
7770
PUT
Otter Tail
OTTR
$3.77B
$9K ﹤0.01%
100
-200
-67% -$17.7K
BWMX icon
7771
CALL
Betterware México
BWMX
$586M
$8.99K ﹤0.01%
+500
New +$8.76K
QNC
7772
Quantum eMotion
QNC
$377M
$8.99K ﹤0.01%
+2,882
New +$8.37K
AORT icon
7773
CALL
Artivion
AORT
$1.25B
$8.99K ﹤0.01%
400
+100
+33% +$2.8K
PATK icon
7774
CALL
Patrick Industries
PATK
$2.66B
$8.98K ﹤0.01%
100
-4,600
-98% -$439K
SARO
7775
PUT
StandardAero Inc
SARO
$8.21B
$8.97K ﹤0.01%
+300
New +$7.89K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.