RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.25B
AUM Growth
+$4.18M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
202
New
Increased
Reduced
Closed

Top Buys

1
+$11.1M
2
+$10.1M
3
+$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
+$7.25M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.6M

Top Sells

1
+$9.49M
2
+$8.89M
3
+$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
+$4.4M

Sector Composition

1 Financials 3.96%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
– –
-41,713
177
– –
-568,506
178
– –
-41,846
179
– –
-55,713
180
– –
-55,786
181
– –
-35,590
182
– –
-440,321
183
– –
-23,832
184
– –
-12,666
185
– –
-10,000
186
– –
-194,958
187
– –
-179,752
188
– –
-13,511
189
– –
-26,341
190
– –
-2,210
191
– –
-126,225
192
– –
-698,160
193
– –
-501,624
194
– –
-13,573
195
– –
-131,736
196
– –
-146,144
197
– –
-44,609
198
– –
-469
199
– –
-67,164
200
– –
-346,380
5 6 7
8
9