RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-3.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.25B
AUM Growth
+$4.18M
Cap. Flow
+$48.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
25.53%
Holding
202
New
26
Increased
72
Reduced
52
Closed
28

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$11.1M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$10.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.6M

Top Sells

1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M
2
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$8.89M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M

Sector Composition

1 Financials 2.17%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLM icon
176
Cornerstone Strategic Value Fund
CLM
$2.33B
– –
-41,713
Closed -$1M
ETJ
177
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$609M
– –
-568,506
Closed -$6.56M
EVM
178
Eaton Vance California Municipal Bond Fund
EVM
$226M
– –
-41,846
Closed -$485K
IHD
179
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
– –
-55,713
Closed -$711K
JFR icon
180
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-55,786
Closed -$675K
MQT icon
181
BlackRock MuniYield Quality Fund II
MQT
$216M
– –
-35,590
Closed -$455K
NML
182
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
– –
-440,321
Closed -$8.89M
PCF
183
High Income Securities Fund
PCF
$120M
– –
-23,832
Closed -$208K
PGZ
184
Principal Real Estate Income Fund
PGZ
$70.3M
– –
-12,666
Closed -$242K
RIO icon
185
Rio Tinto
RIO
$104B
– –
-10,000
Closed -$543K
SWZ
186
Swiss Helvetia Fund
SWZ
$79.6M
– –
-194,958
Closed -$2.84M
TSI
187
TCW Strategic Income Fund
TSI
$238M
– –
-179,752
Closed -$992K
TWN
188
Taiwan Fund
TWN
$326M
– –
-13,511
Closed -$277K
GMZ
189
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-2,210
Closed -$322K
NPI
190
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-698,160
Closed -$9.49M
CSP
191
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-346,380
Closed -$2.54M
SLA
192
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-303,499
Closed -$3.25M
ASP
193
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-30,605
Closed -$314K
BSP
194
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-501,624
Closed -$4.4M
FHY
195
DELISTED
First Trust Strategic High
FHY
– –
-13,573
Closed -$222K
HSA
196
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-131,736
Closed -$908K
HTR
197
DELISTED
Brookfield Total Return Fund Inc
HTR
– –
-146,144
Closed -$3.68M
JPW
198
DELISTED
Nuveen Flexible Invstment Fd
JPW
– –
-44,609
Closed -$839K
VXX
199
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-469
Closed -$215K
CBA
200
DELISTED
ClearBridge American Energy MLP
CBA
– –
-67,164
Closed -$1.25M
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