Rivernorth Capital Management’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

Rivernorth Capital Management’s Portfolio NML Stock Details NML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-172,307	Closed	-$1.06M	–	740
2022 Q3	$1.06M	Sell	172,307 -645,124	-79%	-$4.33M	0.05%	352
2022 Q2	$4.97M	Sell	817,431 -44,938	-5%	-$293K	0.2%	102
2022 Q1	$5.55M	Hold	862,369	–	–	0.21%	105
2021 Q4	$4.42M	Buy	862,369 +191,839	+29%	+$1.01M	0.18%	116
2021 Q3	$3.35M	Buy	670,530 +95,350	+17%	+$459K	0.18%	107
2021 Q2	$2.88M	Buy	575,180 +369,409	+180%	+$1.74M	0.16%	107
2021 Q1	$864K	Buy	+205,771	New	+$811K	0.05%	228
2020 Q3	–	Sell	-395,011	Closed	-$1.16M	–	348
2020 Q2	$1.16M	Buy	+395,011	New	+$1.1M	0.07%	176
2020 Q1	–	Sell	-110,170	Closed	-$745K	–	295
2019 Q4	$745K	Buy	+110,170	New	+$734K	0.04%	204
2015 Q1	–	Sell	-150,243	Closed	-$2.64M	–	191
2014 Q4	$2.64M	Buy	+150,243	New	+$2.94M	0.18%	136
2014 Q3	–	Sell	-440,321	Closed	-$8.89M	–	183
2014 Q2	$8.89M	Buy	440,321 +2,982	+0.7%	+$57.3K	0.71%	45
2014 Q1	$7.88M	Sell	437,339 -37,557	-8%	-$694K	0.64%	49
2013 Q4	$9.07M	Buy	+474,896	New	+$8.69M	0.7%	47

Other funds holding NML

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.8B AUM 23.19% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Rivernorth Capital Management's NML Position: Q4 2022 in Review

Rivernorth Capital Management sold out of Neuberger Energy Infrastructure and Income Fund Inc (NML) in Q4 2022, closing a stake of 172,307 shares — an estimated $1.06M sold.

Rivernorth Capital Management first reported a position in NML in Q4 2013 and held it in 13 quarters. The position peaked at $9.07M in Q4 2013. 72 funds tracked by Wall St. Rank hold NML as of Q4 2022.

Rivernorth Capital Management reported no remaining Neuberger Energy Infrastructure and Income Fund Inc position as of Q4 2022 after selling out during the quarter.
Rivernorth Capital Management sold 172,307 Neuberger Energy Infrastructure and Income Fund Inc shares in Q4 2022, an estimated $1.06M.
Rivernorth Capital Management first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q4 2013 and held it in 13 quarters.
Rivernorth Capital Management's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $9.07M in Q4 2013.
72 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q4 2022.

Based on Rivernorth Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.