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NML

Neuberger Energy Infrastructure and Income Fund Inc

42 hedge funds and large institutions have $152M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.82% more ownership

Funds ownership: 13.9%14.72% (+0.82%)

5% less funds holding

Funds holding: 4442 (-2)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

15% less capital invested

Capital invested by funds: $179M → $152M (-$26.8M)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
14
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.9M -$5.82M -297,375 -7%
AAM
2
Advisors Asset Management
Colorado
$22.4M +$374K +19,130 +2%
GC
3
Guggenheim Capital
Illinois
$11.4M +$3.7M +189,241 +41%
Invesco
4
Invesco
Georgia
$9.24M -$725K -37,052 -7%
Wells Fargo
5
Wells Fargo
California
$8.16M +$1.59M +81,006 +21%
BTS
6
BB&T Securities
Virginia
$6.18M -$181K -9,226 -21%
UBS Group
7
UBS Group
Switzerland
$4.53M +$5.04M +257,289 New
CG
8
Caprock Group
Idaho
$4.48M +$4.98M +254,369 New
RCM
9
Rivernorth Capital Management
Florida
$2.64M +$2.94M +150,243 New
LPL Financial
10
LPL Financial
California
$1.97M -$205K -10,493 -9%
Bank of America
11
Bank of America
North Carolina
$1.92M -$311K -15,868 -13%
DFIM
12
Detwiler Fenton Investment Management
Massachusetts
$1.91M -$84.2K -4,300 -4%
IHL
13
Investment House LLC
California
$1.14M +$1.27M +64,930 New
Citigroup
14
Citigroup
New York
$911K +$51.4K +2,628 +5%
Neuberger Berman Group
15
Neuberger Berman Group
New York
$849K +$677K +34,609 +254%
NFC
16
Northeast Financial Consultants
Connecticut
$734K +$478K +24,440 +142%
Goldman Sachs
17
Goldman Sachs
New York
$564K +$289K +14,789 +86%
OC
18
Oppenheimer & Co
New York
$559K +$166K +8,465 +36%
ICAS
19
Investors Capital Advisory Services
Massachusetts
$352K -$97.9K -5,000 -20%
UCFA
20
United Capital Financial Advisors
Texas
$341K -$74.7K -3,815 -16%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$339K -$45.7K -2,335 -11%
NPC
22
National Planning Corporation
California
$338K -$165K -8,418 -30%
Truist Financial
23
Truist Financial
North Carolina
$298K -$1.9K -97 -0.6%
FTIOP
24
Fiduciary Trust International of Pennsylvania
Pennsylvania
$287K +$319K +16,300 New
DWT
25
Dorsey & Whitney Trust
South Dakota
$242K +$3.52K +180 +1%

NML Hedge Fund Activity: Q4 2014 in Review

42 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q4 2014, worth a combined $152M — down 15% from $179M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NML and 8 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 14 added.

The largest buyer was Guggenheim Capital, adding an estimated $3.7M. The largest seller was Morgan Stanley, cutting an estimated $5.82M.

  • 42 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q4 2014, down from 44 in Q3 2014.
  • Funds reported $152M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q4 2014, down 15% quarter-over-quarter.
  • 8 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q4 2014 and 9 closed out, a net change of -1 holder.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q4 2014 was Guggenheim Capital, an estimated $3.7M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q4 2014 was Morgan Stanley, an estimated $5.82M sold.

Based on aggregated 13F filings for Q4 2014.