We are live on ! Find out more
NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

57 hedge funds and large institutions have $117M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2017 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 16

1.77% more ownership

Funds ownership: 19.78% → 21.55% (+1.8%)

4% more capital invested

Capital invested by funds: $114M → $117M (+$3.98M)

3% less funds holding

Funds holding: 59 → 57 (-2)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
57
Holders Change
-2
Holders Change %
-3.39%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$3.29M
2
PAIM
Punch & Associates Investment Management
Minnesota
+$2.27M
3
UBS Group
UBS Group
Switzerland
+$2.26M
4
COLIM
City of London Investment Management
United Kingdom
+$1.93M
5
SCA
Salient Capital Advisors
Texas
+$991K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.57M
2
PL
Polianta Ltd
Jersey
-$1.48M
3
LCM
Landscape Capital Management
New Jersey
-$543K
4
LPL Financial
LPL Financial
California
-$498K
5
Wells Fargo
Wells Fargo
California
-$467K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.4M +$663K +68,937 +2%
PAIM
2
Punch & Associates Investment Management
Minnesota
$12.6M +$2.27M +235,840 +22%
AAM
3
Advisors Asset Management
Colorado
$12.1M +$3.29M +341,646 +37%
Wells Fargo
4
Wells Fargo
California
$7.85M -$467K -48,542 -6%
GC
5
Guggenheim Capital
Illinois
$6.51M +$879K +91,381 +16%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$6.02M – – –
UBS Group
7
UBS Group
Switzerland
$5.13M +$2.26M +234,752 +79%
Cohen & Steers
8
Cohen & Steers
New York
$3.53M +$272K +28,283 +8%
Stifel Financial
9
Stifel Financial
Missouri
$2.9M +$172K +17,856 +6%
Ameriprise
10
Ameriprise
Minnesota
$2.89M +$132K +13,771 +5%
SCA
11
Salient Capital Advisors
Texas
$2.34M +$991K +103,028 +73%
COLIM
12
City of London Investment Management
United Kingdom
$1.92M +$1.93M +200,218 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.58M -$1.57M -163,670 -50%
Invesco
14
Invesco
Georgia
$1.18M +$294K +30,578 +33%
Bank of America
15
Bank of America
North Carolina
$1.15M -$32.3K -3,359 -3%
CA
16
Cornerstone Advisors
North Carolina
$1.04M +$679K +70,611 +190%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$841K +$193K +20,034 +30%
SIA
18
Sit Investment Associates
Minnesota
$799K -$177K -18,451 -18%
MC
19
Matisse Capital
Oregon
$725K -$3.13K -325 -0.4%
PAG
20
Private Advisor Group
New Jersey
$718K +$590K +61,331 +472%
RJA
21
Raymond James & Associates
Florida
$710K -$37K -3,843 -5%
OC
22
Oppenheimer & Co
New York
$618K +$44K +4,577 +8%
OIA
23
Optimum Investment Advisors
Illinois
$539K -$89.2K -9,274 -14%
BTS
24
BB&T Securities
Virginia
$523K +$176K +18,334 +51%
GA
25
Greytown Advisors
Florida
$385K – – –
1
2 3

NML Hedge Fund Activity: Q2 2017 in Review

57 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q2 2017, worth a combined $117M — up 3.5% from $114M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NML and 8 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 20 added.

The largest buyer was Advisors Asset Management, adding an estimated $3.29M. The largest seller was Royal Bank of Canada, cutting an estimated $1.57M.

  • 57 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q2 2017, down from 59 in Q1 2017.
  • Funds reported $117M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q2 2017, up 3.5% quarter-over-quarter.
  • 8 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q2 2017 and 10 closed out, a net change of -2 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q2 2017 was Advisors Asset Management, an estimated $3.29M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q2 2017 was Royal Bank of Canada, an estimated $1.57M sold.

Based on aggregated 13F filings for Q2 2017.