NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

41 hedge funds and large institutions have $109M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$48M
2
AAM
2
Advisors Asset Management
Colorado
$9.86M
3
BTS
3
BB&T Securities
Virginia
$8.1M
4
Invesco
4
Invesco
Georgia
$6.12M
5
Bank of America
5
Bank of America
North Carolina
$4.26M

Top Sellers

1
SCA
1
Salient Capital Advisors
Texas
$0
2
BGA
2
Belmont Global Advisors
Texas
$0
3
OC
3
Oppenheimer & Co
New York
$321K
4
IHL
4
Investment House LLC
California
$0
5
RCM
5
Rivernorth Capital Management
Florida
$7.89M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$48M 2,664,534 +284,244 +12%
AAM
2
Advisors Asset Management
Colorado
$9.86M 546,795 +188,098 +52%
BTS
3
BB&T Securities
Virginia
$8.1M 44,907 +16,312 +57%
RCM
4
Rivernorth Capital Management
Florida
$7.89M 437,339 -37,557 -8%
Wells Fargo
5
Wells Fargo
California
$6.14M 340,397 +43,036 +14%
Invesco
6
Invesco
Georgia
$6.12M 339,592 +135,462 +66%
Bank of America
7
Bank of America
North Carolina
$4.26M 236,453 +61,064 +35%
Truist Financial
8
Truist Financial
North Carolina
$2.6M 144,000 -16,000 -10%
GC
9
Guggenheim Capital
Illinois
$2.25M 124,738 +58,178 +87%
DFIM
10
Detwiler Fenton Investment Management
Massachusetts
$2.06M 114,379 +4,192 +4%
LPL Financial
11
LPL Financial
California
$1.98M 109,572 -7,087 -6%
U
12
UBS
Switzerland
$1.74M 96,677 +39,995 +71%
Citigroup
13
Citigroup
New York
$1.26M 70,078 +12,238 +21%
MTIM
14
Marathon Trading Investment Management
Pennsylvania
$902K 50,000 +50,000 New
RCM
15
Robinson Capital Management
Michigan
$823K 45,625 +45,625 New
CAS
16
CTC Alternative Strategies
Illinois
$585K 32,460 – –
DCM
17
Dialectic Capital Management
Connecticut
$451K 25,000 -25,000 -50%
RBC
18
Ronald Blue & Co
Georgia
$451K 25,000 +25,000 New
ICAS
19
Investors Capital Advisory Services
Massachusetts
$428K 23,750 – –
Jane Street
20
Jane Street
New York
$380K 21,080 -12,109 -36%
NPC
21
National Planning Corporation
California
$372K 20,508 -3,798 -16%
OC
22
Oppenheimer & Co
New York
$321K 17,793 -50,568 -74%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$253K 14,050 -950 -6%
Neuberger Berman Group
24
Neuberger Berman Group
New York
$245K 13,592 +13,592 New
DWT
25
Dorsey & Whitney Trust
South Dakota
$237K 13,141 +218 +2%
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