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NML

Neuberger Energy Infrastructure and Income Fund Inc

58 hedge funds and large institutions have $40.1M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2020 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

4% more funds holding

Funds holding: 5658 (+2)

1.94% more ownership

Funds ownership: 35.53%37.46% (+1.9%)

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

71% less capital invested

Capital invested by funds: $136M → $40.1M (-$95.9M)

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
16
Reduced
15
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.7M -$3.85M -715,986 -11%
COLIM
2
City of London Investment Management
United Kingdom
$6.88M -$1.15M -214,082 -6%
PMG
3
Private Management Group
California
$5.21M +$12.5M +2,323,360 +534%
PAIM
4
Punch & Associates Investment Management
Minnesota
$4.59M -$312K -58,038 -2%
AAM
5
Advisors Asset Management
Colorado
$2.14M +$49.5K +9,194 +0.8%
MC
6
Matisse Capital
Oregon
$1M +$2.85M +528,923 New
UBS Group
7
UBS Group
Switzerland
$959K -$1.38M -256,840 -34%
Wells Fargo
8
Wells Fargo
California
$849K +$467K +86,844 +24%
LCM
9
Landscape Capital Management
New Jersey
$831K +$1.9M +353,850 +413%
GC
10
Guggenheim Capital
Illinois
$781K -$60.4K -11,226 -3%
Osaic Holdings
11
Osaic Holdings
Arizona
$657K +$1.87M +347,634 New
SGCA
12
Steel Grove Capital Advisors
Tennessee
$588K +$34.8K +6,470 +2%
Stifel Financial
13
Stifel Financial
Missouri
$545K +$431K +80,041 +39%
Goldman Sachs
14
Goldman Sachs
New York
$529K -$154K -28,639 -9%
Ameriprise
15
Ameriprise
Minnesota
$454K -$266K -49,361 -17%
JMPWA
16
JP Morgan Private Wealth Advisors
California
$375K +$20.4K +3,786 +2%
KACA
17
Kayne Anderson Capital Advisors
California
$346K -$2.52M -468,953 -72%
SCA
18
STALEY CAPITAL ADVISERS
Pennsylvania
$311K +$339K +63,000 +62%
CA
19
Cornerstone Advisors
North Carolina
$302K +$673K +125,092 +359%
MGWM
20
Marks Group Wealth Management
Minnesota
$259K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$257K +$123K +22,766 +20%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$189K +$2.92K +542 +0.5%
RJA
23
Raymond James & Associates
Florida
$179K -$433K -80,511 -46%
Truist Financial
24
Truist Financial
North Carolina
$159K -$66.9K -12,431 -13%
Invesco
25
Invesco
Georgia
$148K -$127K -23,528 -23%

NML Hedge Fund Activity: Q1 2020 in Review

58 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q1 2020, worth a combined $40.1M — down 71% from $136M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NML positions and 12 closed out — a net gain of 5 holders — while 16 added to existing stakes and 15 trimmed.

The largest buyer was Private Management Group, adding an estimated $12.5M. The largest seller was Morgan Stanley, cutting an estimated $3.85M.

  • 58 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q1 2020, up from 56 in Q4 2019.
  • Funds reported $40.1M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q1 2020, down 71% quarter-over-quarter.
  • 17 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q1 2020 and 12 closed out, a net change of +5 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q1 2020 was Private Management Group, an estimated $12.5M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q1 2020 was Morgan Stanley, an estimated $3.85M sold.

Based on aggregated 13F filings for Q1 2020.