NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

29 hedge funds and large institutions have $56.2M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and closing their positions.

Holders
29
Holders Change
+11
Holders Change %
+61.11%
% of All Funds
0.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
4
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$32M
2
AAM
2
Advisors Asset Management
Colorado
$3.68M
3
LPL Financial
3
LPL Financial
California
$1.75M
4
Wells Fargo
4
Wells Fargo
California
$3.08M
5
Invesco
5
Invesco
Georgia
$846K

Top Sellers

1
ICAS
1
Investors Capital Advisory Services
Massachusetts
$515K
2
UR
2
USCA RIA
Texas
$244K
3
DFIM
3
Detwiler Fenton Investment Management
Massachusetts
$2.04M
4
OC
4
Oppenheimer & Co
New York
$1.27M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$32M 1,707,683 +742,250 +77%
BTS
2
BB&T Securities
Virginia
$4.86M 25,907 +2,140 +9%
AAM
3
Advisors Asset Management
Colorado
$3.68M 195,385 +195,385 New
Wells Fargo
4
Wells Fargo
California
$3.08M 164,100 +46,092 +39%
DFIM
5
Detwiler Fenton Investment Management
Massachusetts
$2.04M 108,839 -841 -0.8%
LPL Financial
6
LPL Financial
California
$1.75M 94,754 +53,769 +131%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.62M 86,501 +4,439 +5%
OC
8
Oppenheimer & Co
New York
$1.27M 67,415 -122 -0.2%
Citigroup
9
Citigroup
New York
$860K 45,710 +10,704 +31%
Invesco
10
Invesco
Georgia
$846K 45,090 +45,090 New
Jane Street
11
Jane Street
New York
$671K 35,769 +35,769 New
Ameriprise
12
Ameriprise
Minnesota
$517K 27,553 +11,403 +71%
ICAS
13
Investors Capital Advisory Services
Massachusetts
$515K 27,500 -10,000 -27%
U
14
UBS
Switzerland
$385K 20,500 +4,850 +31%
NPC
15
National Planning Corporation
California
$367K 19,480 +19,480 New
Comerica Bank
16
Comerica Bank
Texas
$330K 17,591 +17,591 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$258K 13,750 +3,750 +38%
Bank of America
18
Bank of America
North Carolina
$248K 13,204 +6,704 +103%
UR
19
USCA RIA
Texas
$244K 13,000 -7,000 -35%
DWT
20
Dorsey & Whitney Trust
South Dakota
$238K 12,707 +207 +2%
Deutsche Bank
21
Deutsche Bank
Germany
$94K 5,020 +5,020 New
MWP
22
MYCIO Wealth Partners
Pennsylvania
$90K 4,790 +4,790 New
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$56K 3,000 +3,000 New
BPBT
24
Boston Private Bank & Trust
Massachusetts
$47K 2,500 +2,500 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$38K 2,000 +1,000 +100%
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