We are live on ! Find out more
NML

Neuberger Energy Infrastructure and Income Fund Inc

56 hedge funds and large institutions have $136M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

12% more funds holding

Funds holding: 5056 (+6)

7% more capital invested

Capital invested by funds: $127M → $136M (+$9.22M)

4.43% more ownership

Funds ownership: 31.1%35.53% (+4.4%)

Holders
56
Holders Change
+6
Holders Change %
+12%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
19
Reduced
11
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.1M +$5M +750,440 +13%
COLIM
2
City of London Investment Management
United Kingdom
$26.1M +$3.16M +473,543 +14%
PAIM
3
Punch & Associates Investment Management
Minnesota
$16.8M +$3.15M +472,700 +23%
AAM
4
Advisors Asset Management
Colorado
$7.6M -$15.4K -2,305 -0.2%
UBS Group
5
UBS Group
Switzerland
$5.17M +$470K +70,426 +10%
KACA
6
Kayne Anderson Capital Advisors
California
$4.41M +$1.1M +165,000 +34%
PMG
7
Private Management Group
California
$2.94M +$2.9M +434,745 New
GC
8
Guggenheim Capital
Illinois
$2.87M -$430K -64,450 -13%
Cohen & Steers
9
Cohen & Steers
New York
$2.79M -$594K -89,068 -18%
Wells Fargo
10
Wells Fargo
California
$2.45M -$44.5K -6,682 -2%
Goldman Sachs
11
Goldman Sachs
New York
$2.08M +$153K +23,023 +8%
SGCA
12
Steel Grove Capital Advisors
Tennessee
$2.06M +$2.03M +304,675 New
Ameriprise
13
Ameriprise
Minnesota
$1.97M +$687K +103,029 +55%
AG
14
Advisor Group
Arizona
$1.75M +$1.1M +164,918 +176%
Stifel Financial
15
Stifel Financial
Missouri
$1.38M -$45K -6,746 -3%
MIG
16
Mariner Investment Group
New York
$1.35M +$1.33M +200,000 New
JMPWA
17
JP Morgan Private Wealth Advisors
California
$1.32M +$607K +91,069 +88%
RJA
18
Raymond James & Associates
Florida
$1.19M -$262K -39,332 -18%
MGWM
19
Marks Group Wealth Management
Minnesota
$928K +$915K +137,236 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$764K +$138K +20,753 +22%
RCM
21
Rivernorth Capital Management
Florida
$745K +$734K +110,170 New
Invesco
22
Invesco
Georgia
$687K -$18.5K -2,772 -3%
SCA
23
STALEY CAPITAL ADVISERS
Pennsylvania
$685K +$273K +41,000 +68%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$674K +$579K +86,814 +675%
Truist Financial
25
Truist Financial
North Carolina
$655K +$645K +96,788 New

NML Hedge Fund Activity: Q4 2019 in Review

56 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q4 2019, worth a combined $136M — up 7.3% from $127M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new NML positions and 12 closed out — a net gain of 7 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5M. The largest seller was HITE Hedge Asset Management, exiting entirely with an estimated $2.81M sold.

  • 56 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q4 2019, up from 50 in Q3 2019.
  • Funds reported $136M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q4 2019, up 7.3% quarter-over-quarter.
  • 19 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q4 2019 and 12 closed out, a net change of +7 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q4 2019 was Morgan Stanley, an estimated $5M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q4 2019 was HITE Hedge Asset Management, an estimated $2.81M sold.

Based on aggregated 13F filings for Q4 2019.