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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

54 hedge funds and large institutions have $128M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $107M → $128M (+$20.5M)

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

0.01% more ownership

Funds ownership: 28.26% → 28.27% (+0.01%)

5% less funds holding

Funds holding: 57 → 54 (-3)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
54
Holders Change
-3
Holders Change %
-5.26%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
20
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$2.17M
2
HHAM
HITE Hedge Asset Management
Massachusetts
+$1.99M
3
Morgan Stanley
Morgan Stanley
New York
+$1.37M
4
Wells Fargo
Wells Fargo
California
+$1.23M
5
PAIM
Punch & Associates Investment Management
Minnesota
+$858K

Top Sellers

1
JP Morgan Chase
JP Morgan Chase
New York
-$2.14M
2
MS
Maven Securities
Jersey
-$2.1M
3
WAM
Wolverine Asset Management
Illinois
-$1.45M
4
AAM
Advisors Asset Management
Colorado
-$1.33M
5
Invesco
Invesco
Georgia
-$821K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.3M +$1.37M +179,301 +4%
COLIM
2
City of London Investment Management
United Kingdom
$18.4M +$2.17M +282,992 +14%
PAIM
3
Punch & Associates Investment Management
Minnesota
$14.2M +$858K +112,143 +7%
AAM
4
Advisors Asset Management
Colorado
$12.6M -$1.33M -173,679 -10%
UBS Group
5
UBS Group
Switzerland
$5.63M +$647K +84,521 +14%
GC
6
Guggenheim Capital
Illinois
$5.3M -$214K -27,900 -4%
Cohen & Steers
7
Cohen & Steers
New York
$4.18M -$7.87K -1,028 -0.2%
Wells Fargo
8
Wells Fargo
California
$3.7M +$1.23M +160,135 +53%
Goldman Sachs
9
Goldman Sachs
New York
$2.28M +$480K +62,721 +28%
HI
10
HBK Investments
Texas
$2.2M – – –
Stifel Financial
11
Stifel Financial
Missouri
$2.15M -$4.58K -598 -0.2%
HHAM
12
HITE Hedge Asset Management
Massachusetts
$2.07M +$1.99M +259,847 New
RJA
13
Raymond James & Associates
Florida
$1.85M -$95.8K -12,517 -5%
Invesco
14
Invesco
Georgia
$1.33M -$821K -107,342 -39%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$1.25M -$119K -15,503 -9%
JMPWA
16
JP Morgan Private Wealth Advisors
California
$1.01M +$1.87K +244 +0.2%
BTS
17
BB&T Securities
Virginia
$908K +$233K +30,459 +36%
Ameriprise
18
Ameriprise
Minnesota
$843K -$19K -2,477 -2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$826K +$727K +95,047 +1,094%
Bank of America
20
Bank of America
North Carolina
$711K -$50.1K -6,547 -7%
6M
21
6 Meridian
Kansas
$690K +$118K +15,380 +22%
KACA
22
Kayne Anderson Capital Advisors
California
$577K +$325K +42,500 +142%
OIA
23
Optimum Investment Advisors
Illinois
$400K +$134K +17,526 +54%
JP Morgan Chase
24
JP Morgan Chase
New York
$365K -$2.14M -280,162 -86%
PAG
25
Private Advisor Group
New Jersey
$351K +$74.2K +9,700 +28%
1
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NML Hedge Fund Activity: Q1 2019 in Review

54 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q1 2019, worth a combined $128M — up 19% from $107M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of NML and 6 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 20 added.

The largest buyer was City of London Investment Management, adding an estimated $2.17M. The largest seller was JP Morgan Chase, cutting an estimated $2.14M.

  • 54 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q1 2019, down from 57 in Q4 2018.
  • Funds reported $128M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q1 2019, up 19% quarter-over-quarter.
  • 6 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q1 2019 and 8 closed out, a net change of -2 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q1 2019 was City of London Investment Management, an estimated $2.17M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q1 2019 was JP Morgan Chase, an estimated $2.14M sold.

Based on aggregated 13F filings for Q1 2019.