NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

40 hedge funds and large institutions have $137M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
20
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$59.2M
2
AAM
2
Advisors Asset Management
Colorado
$15.7M
3
GC
3
Guggenheim Capital
Illinois
$6.95M
4
Invesco
4
Invesco
Georgia
$9.16M
5
BTS
5
BB&T Securities
Virginia
$10.6M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.17M
2
Truist Financial
2
Truist Financial
North Carolina
$2.13M
3
DCM
3
Dialectic Capital Management
Connecticut
$0
4
CAS
4
CTC Alternative Strategies
Illinois
$435K
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$59.2M 2,931,358 +266,824 +10%
AAM
2
Advisors Asset Management
Colorado
$15.7M 777,349 +230,554 +42%
BTS
3
BB&T Securities
Virginia
$10.6M 52,302 +7,395 +16%
Invesco
4
Invesco
Georgia
$9.16M 453,708 +114,116 +34%
RCM
5
Rivernorth Capital Management
Florida
$8.89M 440,321 +2,982 +0.7%
Wells Fargo
6
Wells Fargo
California
$7.25M 358,904 +18,507 +5%
GC
7
Guggenheim Capital
Illinois
$6.95M 344,366 +219,628 +176%
U
8
UBS
Switzerland
$2.38M 117,754 +21,077 +22%
DFIM
9
Detwiler Fenton Investment Management
Massachusetts
$2.28M 112,939 -1,440 -1%
Bank of America
10
Bank of America
North Carolina
$2.17M 107,432 -129,021 -55%
Truist Financial
11
Truist Financial
North Carolina
$2.13M 105,500 -38,500 -27%
LPL Financial
12
LPL Financial
California
$2.03M 100,763 -8,809 -8%
Citigroup
13
Citigroup
New York
$1.27M 63,060 -7,018 -10%
MTIM
14
Marathon Trading Investment Management
Pennsylvania
$1.01M 50,000 – –
RCM
15
Robinson Capital Management
Michigan
$899K 46,188 +563 +1%
ICAS
16
Investors Capital Advisory Services
Massachusetts
$566K 28,050 +4,300 +18%
RBC
17
Ronald Blue & Co
Georgia
$505K 25,000 – –
OC
18
Oppenheimer & Co
New York
$478K 23,676 +5,883 +33%
NPC
19
National Planning Corporation
California
$441K 21,851 +1,343 +7%
CAS
20
CTC Alternative Strategies
Illinois
$435K 21,560 -10,900 -34%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$378K 18,750 +4,700 +33%
Goldman Sachs
22
Goldman Sachs
New York
$357K 17,692 +17,692 New
Jane Street
23
Jane Street
New York
$319K 15,782 -5,298 -25%
Neuberger Berman Group
24
Neuberger Berman Group
New York
$275K 13,618 +26 +0.2%
DWT
25
Dorsey & Whitney Trust
South Dakota
$270K 13,361 +220 +2%
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