GC
NML

Guggenheim Capital’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

Guggenheim Capital’s Portfolio NML Stock Details NML Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q1 		– Sell
-58,613
Closed -$307K – 2165
2021
Q4 		$307K Sell
58,613
-48,647
-45% -$256K ﹤0.01% 1861
2021
Q3 		$529K Sell
107,260
-60,634
-36% -$292K ﹤0.01% 1723
2021
Q2 		$839K Sell
167,894
-60,747
-27% -$287K ﹤0.01% 1581
2021
Q1 		$960K Sell
228,641
-62,745
-22% -$247K 0.01% 1419
2020
Q4 		$982K Sell
291,386
-65,477
-18% -$196K 0.01% 1350
2020
Q3 		$849K Sell
356,863
-94,688
-21% -$258K 0.01% 1273
2020
Q2 		$1.33M Buy
451,551
+38,594
+9% +$107K 0.01% 1077
2020
Q1 		$781K Sell
412,957
-11,226
-3% -$60.4K 0.01% 1197
2019
Q4 		$2.87M Sell
424,183
-64,450
-13% -$430K 0.02% 894
2019
Q3 		$3.52M Sell
488,633
-90,278
-16% -$653K 0.03% 762
2019
Q2 		$4.35M Sell
578,911
-86,624
-13% -$670K 0.04% 675
2019
Q1 		$5.3M Sell
665,535
-27,900
-4% -$214K 0.04% 580
2018
Q4 		$4.64M Sell
693,435
-129,494
-16% -$993K 0.04% 610
2018
Q3 		$7.15M Buy
822,929
+40,773
+5% +$365K 0.05% 506
2018
Q2 		$6.86M Sell
782,156
-15,969
-2% -$140K 0.05% 521
2018
Q1 		$6.51M Buy
798,125
+69,343
+10% +$635K 0.02% 858
2017
Q4 		$6.84M Buy
728,782
+50,787
+7% +$451K 0.02% 869
2017
Q3 		$6.44M Buy
677,995
+1,518
+0.2% +$14.4K 0.02% 912
2017
Q2 		$6.51M Buy
676,477
+91,381
+16% +$879K 0.02% 872
2017
Q1 		$5.93M Buy
585,096
+33,759
+6% +$340K 0.02% 929
2016
Q4 		$5.18M Buy
551,337
+44,014
+9% +$398K 0.01% 985
2016
Q3 		$4.71M Sell
507,323
-110,681
-18% -$966K 0.01% 1043
2016
Q2 		$5.23M Sell
618,004
-98,827
-14% -$746K 0.02% 969
2016
Q1 		$4.99M Sell
716,831
-135,353
-16% -$910K 0.02% 992
2015
Q4 		$6.95M Buy
852,184
+28,359
+3% +$309K 0.02% 887
2015
Q3 		$9.86M Buy
823,825
+54,038
+7% +$795K 0.03% 758
2015
Q2 		$12.6M Buy
769,787
+66,519
+9% +$1.18M 0.03% 752
2015
Q1 		$12.4M Buy
703,268
+52,980
+8% +$968K 0.03% 771
2014
Q4 		$11.4M Buy
650,288
+189,241
+41% +$3.7M 0.03% 786
2014
Q3 		$9.99M Buy
461,047
+116,681
+34% +$2.41M 0.02% 884
2014
Q2 		$6.95M Buy
344,366
+219,628
+176% +$4.22M 0.02% 1022
2014
Q1 		$2.25M Buy
124,738
+58,178
+87% +$1.07M 0.01% 1700
2013
Q4 		$1.27M Buy
+66,560
New +$1.22M ﹤0.01% 2108

Other funds holding NML

COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PMG
Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
QC
Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Guggenheim Capital's NML Position: Q1 2022 in Review

Guggenheim Capital sold out of Neuberger Energy Infrastructure and Income Fund Inc (NML) in Q1 2022, closing a stake of 58,613 shares — an estimated $307K sold.

Guggenheim Capital first reported a position in NML in Q4 2013 and held it in 33 quarters. The position peaked at $12.6M in Q2 2015. 71 funds tracked by Wall St. Rank hold NML as of Q1 2022.

  • Guggenheim Capital reported no remaining Neuberger Energy Infrastructure and Income Fund Inc position as of Q1 2022 after selling out during the quarter.
  • Guggenheim Capital sold 58,613 Neuberger Energy Infrastructure and Income Fund Inc shares in Q1 2022, an estimated $307K.
  • Guggenheim Capital first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q4 2013 and held it in 33 quarters.
  • Guggenheim Capital's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $12.6M in Q2 2015.
  • 71 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q1 2022.

Based on Guggenheim Capital's 13F filing for Q1 2022, filed 16 May 2022.