NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

50 hedge funds and large institutions have $123M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 9 closing their positions.

Holders
50
Holders Change
-7
Holders Change %
-12.28%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
20
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$16.2M
2
UBS Group
2
UBS Group
Switzerland
$7.66M
3
Morgan Stanley
3
Morgan Stanley
New York
$40.4M
4
Invesco
4
Invesco
Georgia
$2.7M
5
COLIM
5
City of London Investment Management
United Kingdom
$3.06M

Top Sellers

1
SCA
1
Salient Capital Advisors
Texas
$745K
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$149K
3
CA
3
Cornerstone Advisors
North Carolina
$155K
4
MC
4
Matisse Capital
Oregon
$0
5
Ameriprise
5
Ameriprise
Minnesota
$2.54M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$40.4M 4,257,779 +164,222 +4%
AAM
2
Advisors Asset Management
Colorado
$16.2M 1,708,165 +446,877 +35%
PAIM
3
Punch & Associates Investment Management
Minnesota
$12.8M 1,343,964 +32,420 +2%
Wells Fargo
4
Wells Fargo
California
$7.79M 819,655 +3,873 +0.5%
UBS Group
5
UBS Group
Switzerland
$7.66M 805,887 +272,915 +51%
GC
6
Guggenheim Capital
Illinois
$6.44M 677,995 +1,518 +0.2%
1832 Asset Management
7
1832 Asset Management
Ontario, Canada
$5.76M 625,000 – –
Cohen & Steers
8
Cohen & Steers
New York
$3.58M 377,164 +9,886 +3%
Stifel Financial
9
Stifel Financial
Missouri
$3.28M 345,607 +44,398 +15%
COLIM
10
City of London Investment Management
United Kingdom
$3.06M 321,769 +121,551 +61%
Invesco
11
Invesco
Georgia
$2.7M 283,959 +161,263 +131%
Ameriprise
12
Ameriprise
Minnesota
$2.54M 267,778 -30,466 -10%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$1.27M 133,755 +46,354 +53%
Bank of America
14
Bank of America
North Carolina
$1.18M 124,217 +4,623 +4%
SCA
15
Salient Capital Advisors
Texas
$745K 78,460 -165,229 -68%
RJA
16
Raymond James & Associates
Florida
$702K 73,850 +63 +0.1%
OC
17
Oppenheimer & Co
New York
$609K 64,085 -128 -0.2%
PAG
18
Private Advisor Group
New Jersey
$551K 57,826 -16,505 -22%
SIA
19
Sit Investment Associates
Minnesota
$546K 57,511 -25,511 -31%
OIA
20
Optimum Investment Advisors
Illinois
$506K 53,279 -2,772 -5%
BTS
21
BB&T Securities
Virginia
$430K 45,363 -9,088 -17%
Millennium Management
22
Millennium Management
New York
$396K 41,685 +41,685 New
GA
23
Greytown Advisors
Florida
$380K 40,000 – –
Citigroup
24
Citigroup
New York
$362K 38,102 +15,226 +67%
HBWM
25
Hollow Brook Wealth Management
New York
$274K 28,827 – –
1
2 3