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NML

Neuberger Energy Infrastructure and Income Fund Inc

66 hedge funds and large institutions have $77.3M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

43% more capital invested

Capital invested by funds: $53.9M → $77.3M (+$23.4M)

12% more funds holding

Funds holding: 5966 (+7)

0.46% more ownership

Funds ownership: 39.97%40.43% (+0.46%)

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

Holders
66
Holders Change
+7
Holders Change %
+11.86%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
14
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$16M +$153K +51,219 +1%
Morgan Stanley
2
Morgan Stanley
New York
$15.9M -$2.26M -757,458 -14%
PMG
3
Private Management Group
California
$11M +$1.28M +428,021 +15%
MC
4
Matisse Capital
Oregon
$4.1M +$3.64M +1,217,685 New
AAM
5
Advisors Asset Management
Colorado
$2.94M -$205K -68,616 -7%
QC
6
Quantedge Capital
Singapore
$2.83M +$2.51M +838,255 New
LCM
7
Landscape Capital Management
New Jersey
$2.33M +$772K +258,295 +60%
PFO
8
Pathstone Family Office
New Jersey
$1.66M +$19.8K +6,633 +1%
OFG
9
OTA Financial Group
New York
$1.65M +$1.16M +389,468 +386%
AC
10
Almitas Capital
California
$1.59M +$1.31M +437,220 +1,249%
Ameriprise
11
Ameriprise
Minnesota
$1.52M -$41.2K -13,780 -3%
CRC
12
Curi RMB Capital
Illinois
$1.38M +$310K +103,873 +34%
Stifel Financial
13
Stifel Financial
Missouri
$1.32M -$160K -53,615 -12%
6M
14
6 Meridian
Kansas
$1.02M +$192K +64,402 +27%
GC
15
Guggenheim Capital
Illinois
$982K -$196K -65,477 -18%
WAM
16
Wolverine Asset Management
Illinois
$973K +$217K +72,735 +34%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$934K +$828K +277,187 New
SGCA
18
Steel Grove Capital Advisors
Tennessee
$819K +$12.8K +4,269 +2%
KACA
19
Kayne Anderson Capital Advisors
California
$786K
BWA
20
Bordeaux Wealth Advisors
California
$738K +$655K +219,124 New
UBS Group
21
UBS Group
Switzerland
$648K -$313K -104,582 -35%
SCA
22
STALEY CAPITAL ADVISERS
Pennsylvania
$557K -$62.8K -21,000 -11%
Wells Fargo
23
Wells Fargo
California
$532K -$376K -125,855 -44%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$463K -$93.3K -31,216 -19%
ICM
25
Ionic Capital Management
New York
$441K +$391K +130,900 New

NML Hedge Fund Activity: Q4 2020 in Review

66 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q4 2020, worth a combined $77.3M — up 43% from $53.9M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new NML positions and 12 closed out — a net gain of 7 holders — while 14 added to existing stakes and 19 trimmed.

The largest buyer was Matisse Capital, opening a new position worth an estimated $3.64M. The largest seller was Punch & Associates Investment Management, exiting entirely with an estimated $5.36M sold.

  • 66 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q4 2020, up from 59 in Q3 2020.
  • Funds reported $77.3M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q4 2020, up 43% quarter-over-quarter.
  • 19 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q4 2020 and 12 closed out, a net change of +7 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q4 2020 was Matisse Capital, an estimated $3.64M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q4 2020 was Punch & Associates Investment Management, an estimated $5.36M sold.

Based on aggregated 13F filings for Q4 2020.