OTA Financial Group’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

OTA Financial Group’s Portfolio NML Stock Details NML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-61,196	Closed	-$374K	–	92
2022 Q3	$374K	Sell	61,196 -67,644	-53%	-$454K	0.32%	43
2022 Q2	$773K	Sell	128,840 -90,399	-41%	-$590K	0.37%	19
2022 Q1	$1.41M	Sell	219,239 -3,957	-2%	-$22.8K	0.9%	11
2021 Q4	$1.17M	Hold	223,196	–	–	0.8%	22
2021 Q3	$1.1M	Sell	223,196 -24,114	-10%	-$116K	1.33%	15
2021 Q2	$1.24M	Sell	247,310 -58,012	-19%	-$274K	1.37%	18
2021 Q1	$1.28M	Sell	305,322 -185,032	-38%	-$729K	1.02%	18
2020 Q4	$1.65M	Buy	490,354 +389,468	+386%	+$1.16M	1.09%	15
2020 Q3	$240K	Buy	+100,886	New	+$274K	0.22%	52

Other funds holding NML

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OTA Financial Group's NML Position: Q4 2022 in Review

OTA Financial Group sold out of Neuberger Energy Infrastructure and Income Fund Inc (NML) in Q4 2022, closing a stake of 61,196 shares — an estimated $374K sold.

OTA Financial Group first reported a position in NML in Q3 2020 and held it in 9 quarters. The position peaked at $1.65M in Q4 2020. 72 funds tracked by Wall St. Rank hold NML as of Q4 2022.

OTA Financial Group reported no remaining Neuberger Energy Infrastructure and Income Fund Inc position as of Q4 2022 after selling out during the quarter.
OTA Financial Group sold 61,196 Neuberger Energy Infrastructure and Income Fund Inc shares in Q4 2022, an estimated $374K.
OTA Financial Group first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q3 2020 and held it in 9 quarters.
OTA Financial Group's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $1.65M in Q4 2020.
72 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q4 2022.

Based on OTA Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.