NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

38 hedge funds and large institutions have $71.7M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 15 closing their positions.

Holders
38
Holders Change
-5
Holders Change %
-11.63%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
12
Reduced
14
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG Americas Securities
1
SG Americas Securities
New York
$1.72M
2
WAM
2
Weiss Asset Management
Massachusetts
$1.38M
3
LPL Financial
3
LPL Financial
California
$1.32M
4
PAG
4
Private Advisor Group
New Jersey
$295K
5
Wells Fargo
5
Wells Fargo
California
$4.67M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$34M
2
IHL
2
Investment House LLC
California
$0
3
CG
3
Caprock Group
Idaho
$243K
4
UBS Group
4
UBS Group
Switzerland
$1.39M
5
AAM
5
Advisors Asset Management
Colorado
$6.66M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$34M 4,162,914 -1,058,404 -20%
GC
2
Guggenheim Capital
Illinois
$6.95M 852,184 +28,359 +3%
AAM
3
Advisors Asset Management
Colorado
$6.66M 815,858 -101,540 -11%
Bank of America
4
Bank of America
North Carolina
$6.29M 770,645 -54,868 -7%
Wells Fargo
5
Wells Fargo
California
$4.67M 572,405 +30,787 +6%
Invesco
6
Invesco
Georgia
$2.5M 306,417 -56,637 -16%
SG Americas Securities
7
SG Americas Securities
New York
$1.72M 211,216 +211,216 New
UBS Group
8
UBS Group
Switzerland
$1.39M 170,264 -109,738 -39%
WAM
9
Weiss Asset Management
Massachusetts
$1.38M 169,299 +169,299 New
SIA
10
Sit Investment Associates
Minnesota
$1.35M 165,209 +26,809 +19%
LPL Financial
11
LPL Financial
California
$1.32M 155,562 +46,271 +42%
HBWM
12
Hollow Brook Wealth Management
New York
$333K 40,758 -6,600 -14%
PAG
13
Private Advisor Group
New Jersey
$295K 36,111 +36,111 New
SGCA
14
Steel Grove Capital Advisors
Tennessee
$274K 33,524 +9,333 +39%
Citigroup
15
Citigroup
New York
$253K 31,007 -1,061 -3%
BTS
16
BB&T Securities
Virginia
$245K 30,043 -3,832 -11%
PA
17
Para Advisors
New York
$245K 30,000 +30,000 New
CG
18
Caprock Group
Idaho
$243K 29,759 -160,764 -84%
SCA
19
STALEY CAPITAL ADVISERS
Pennsylvania
$217K 26,550 +1,100 +4%
OC
20
Oppenheimer & Co
New York
$175K 21,426 +21,426 New
ICAS
21
Investors Capital Advisory Services
Massachusetts
$149K 18,350 – –
IA
22
IFP Advisors
Florida
$149K 18,282 +18,282 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$144K 17,589 +9,569 +119%
MFS
24
MSI Financial Services
Massachusetts
$128K 15,713 +5,240 +50%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$111K 13,558 +2,439 +22%
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