Caprock Group’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

Caprock Group’s Portfolio NML Stock Details NML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-18,863	Closed	-$131K	–	321
2016 Q1	$131K	Sell	18,863 -10,896	-37%	-$73.3K	0.03%	331
2015 Q4	$243K	Sell	29,759 -160,764	-84%	-$1.75M	0.14%	70
2015 Q3	$2.28M	Sell	190,523 -42,512	-18%	-$625K	1.62%	15
2015 Q2	$3.81M	Buy	233,035 +5,423	+2%	+$96.2K	3.49%	10
2015 Q1	$4.01M	Sell	227,612 -26,757	-11%	-$489K	4.1%	7
2014 Q4	$4.48M	Buy	+254,369	New	+$4.98M	4.85%	5

Other funds holding NML

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

IHL

Investment House LLC Redondo Beach, California $2.21B AUM 39.6% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Caprock Group's NML Position: Q2 2016 in Review

Caprock Group sold out of Neuberger Energy Infrastructure and Income Fund Inc (NML) in Q2 2016, closing a stake of 18,863 shares — an estimated $131K sold.

Caprock Group first reported a position in NML in Q4 2014 and held it in 6 quarters. The position peaked at $4.48M in Q4 2014. 41 funds tracked by Wall St. Rank hold NML as of Q2 2016.

Caprock Group reported no remaining Neuberger Energy Infrastructure and Income Fund Inc position as of Q2 2016 after selling out during the quarter.
Caprock Group sold 18,863 Neuberger Energy Infrastructure and Income Fund Inc shares in Q2 2016, an estimated $131K.
Caprock Group first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q4 2014 and held it in 6 quarters.
Caprock Group's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $4.48M in Q4 2014.
41 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q2 2016.

Based on Caprock Group's 13F filing for Q2 2016, filed 25 Aug 2016.