Rivernorth Capital Management’s Diversified Real Asset Income Fd DRA Stock Holding History

Rivernorth Capital Management’s Portfolio DRA Stock Details DRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-42,842	Closed	-$664K	–	197
2015 Q4	$664K	Sell	42,842 -146,523	-77%	-$2.38M	0.04%	180
2015 Q3	$3.04M	Sell	189,365 -135,207	-42%	-$2.29M	0.19%	130
2015 Q2	$5.69M	Sell	324,572 -278,033	-46%	-$5M	0.35%	88
2015 Q1	$10.9M	Sell	602,605 -35,834	-6%	-$636K	0.73%	49
2014 Q4	$11.1M	Buy	638,439 +11,742	+2%	+$206K	0.73%	44
2014 Q3	$11.1M	Buy	+626,697	New	+$11.1M	0.89%	35

Other funds holding DRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Rivernorth Capital Management's DRA Position: Q1 2016 in Review

Rivernorth Capital Management sold out of Diversified Real Asset Income Fd (DRA) in Q1 2016, closing a stake of 42,842 shares — an estimated $664K sold.

Rivernorth Capital Management first reported a position in DRA in Q3 2014 and held it in 6 quarters. The position peaked at $11.1M in Q3 2014. 57 funds tracked by Wall St. Rank hold DRA as of Q1 2016.

Rivernorth Capital Management reported no remaining Diversified Real Asset Income Fd position as of Q1 2016 after selling out during the quarter.
Rivernorth Capital Management sold 42,842 Diversified Real Asset Income Fd shares in Q1 2016, an estimated $664K.
Rivernorth Capital Management first reported a position in Diversified Real Asset Income Fd in Q3 2014 and held it in 6 quarters.
Rivernorth Capital Management's Diversified Real Asset Income Fd position peaked at $11.1M in Q3 2014.
57 funds tracked by Wall St. Rank held Diversified Real Asset Income Fd as of Q1 2016.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.