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DRA

Diversified Real Asset Income Fd

Delisted

DRA was delisted on the 8th of September, 2017.

57 hedge funds and large institutions have $171M invested in Diversified Real Asset Income Fd in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

14% more capital invested

Capital invested by funds: $149M → $171M (+$21.5M)

14% more funds holding

Funds holding: 5057 (+7)

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

Holders
57
Holders Change
+7
Holders Change %
+14%
% of All Funds
1.52%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
13
Increased
15
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$42.2M -$8.15M -459,252 -16%
RVP
2
Relative Value Partners
Illinois
$31.2M +$1.28M +71,920 +4%
Grantham, Mayo, Van Otterloo & Co (GMO)
3
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$12.3M +$3.73M +210,000 +45%
IA
4
Icon Advisers
Colorado
$11.1M -$3.67M -206,689 -25%
RCM
5
Rivernorth Capital Management
Florida
$10.9M -$636K -35,834 -6%
MIG
6
Mariner Investment Group
New York
$8.54M +$1.36M +76,480 +19%
BTS
7
BB&T Securities
Virginia
$8.05M +$790K +44,492 New
Wells Fargo
8
Wells Fargo
California
$6.56M +$1.96M +110,561 +44%
CP
9
Camelot Portfolios
Ohio
$4.62M +$4.53M +254,976 New
YMRC
10
Yorktown Management & Research Company
Virginia
$2.99M +$2.93M +165,000 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.83M +$33.9K +1,909 +1%
FIMG
12
Financial & Investment Management Group
Michigan
$2.62M +$2.57M +144,598 New
NL
13
NWAM LLC
Washington
$2.33M +$528K +29,737 +30%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.32M -$56.3K -3,171 -2%
RJA
15
Raymond James & Associates
Florida
$2.21M +$43.8K +2,465 +2%
FFA
16
First Foundation Advisors
California
$2.06M +$1.8M +101,370 +804%
WCM
17
Windsor Capital Management
Arizona
$2.03M -$18.4K -1,035 -0.9%
RAM
18
Roumell Asset Management
Maryland
$1.64M -$438K -24,668 -21%
SCM
19
Sterneck Capital Management
Missouri
$1.52M +$1.49M +83,801 New
IT
20
Independence Trust
Tennessee
$1.36M -$117K -6,603 -8%
DBT
21
Dubuque Bank & Trust
Iowa
$1.2M +$1.18M +66,310 New
COLIM
22
City of London Investment Management
United Kingdom
$1.12M +$124K +6,971 +13%
Morgan Stanley
23
Morgan Stanley
New York
$850K +$227K +12,784 +37%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$823K -$8.88K -500 -1%
UBS Group
25
UBS Group
Switzerland
$817K +$397K +22,368 +98%

DRA Hedge Fund Activity: Q1 2015 in Review

57 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Diversified Real Asset Income Fd (DRA) for Q1 2015, worth a combined $171M — up 14% from $149M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DRA positions and 6 closed out — a net gain of 7 holders — while 15 added to existing stakes and 16 trimmed.

The largest buyer was Camelot Portfolios, opening a new position worth an estimated $4.53M. The largest seller was Sit Investment Associates, cutting an estimated $8.15M.

  • 57 institutional investors held Diversified Real Asset Income Fd (DRA) as of Q1 2015, up from 50 in Q4 2014.
  • Funds reported $171M of Diversified Real Asset Income Fd stock for Q1 2015, up 14% quarter-over-quarter.
  • 13 funds opened new Diversified Real Asset Income Fd positions in Q1 2015 and 6 closed out, a net change of +7 holders.
  • The largest Diversified Real Asset Income Fd buyer in Q1 2015 was Camelot Portfolios, an estimated $4.53M added.
  • The largest Diversified Real Asset Income Fd seller in Q1 2015 was Sit Investment Associates, an estimated $8.15M sold.

Based on aggregated 13F filings for Q1 2015.