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DRA

Diversified Real Asset Income Fd

Delisted

DRA was delisted on the 8th of September, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
-$16.1M -922,173 Closed
Wells Fargo
2
Wells Fargo
California
-$11.8M -678,399 Closed
CP
3
Camelot Portfolios
Ohio
-$8.8M -504,221 Closed
DBT
4
Dubuque Bank & Trust
Iowa
-$4.58M -262,661 Closed
SCM
5
Sterneck Capital Management
Missouri
-$4.54M -260,405 Closed
FFA
6
First Foundation Advisors
California
-$3.26M -186,817 Closed
Morgan Stanley
7
Morgan Stanley
New York
-$3.15M -180,203 Closed
PPA
8
Parametric Portfolio Associates
Washington
-$2.72M -155,901 Closed
Bank of America
9
Bank of America
North Carolina
-$2.21M -126,336 Closed
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
-$1.99M -114,199 Closed
NL
11
NWAM LLC
Washington
-$1.87M -107,041 Closed
BTS
12
BB&T Securities
Virginia
-$1.83M -105,036 Closed
Invesco
13
Invesco
Georgia
-$1.62M -93,060 Closed
WAM
14
Wolverine Asset Management
Illinois
-$1.59M -91,133 Closed
DC
15
Davenport & Co
Virginia
-$1.51M -86,706 Closed
DA
16
Doliver Advisors
Texas
-$1.4M -80,155 Closed
TJHA
17
Thomas J. Herzfeld Advisors
Florida
-$1.26M -72,321 Closed
UBS Group
18
UBS Group
Switzerland
-$1.11M -63,560 Closed
RCM
19
Robinson Capital Management
Michigan
-$1.07M -61,438 Closed
CL
20
CSS LLC
Illinois
-$842K -48,265 Closed
WCM
21
Windsor Capital Management
Arizona
-$659K -37,812 Closed
Ameriprise
22
Ameriprise
Minnesota
-$629K -36,062 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
-$566K -32,417 Closed
LPL Financial
24
LPL Financial
California
-$499K -28,609 Closed
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
-$496K -28,423 Closed