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DRA

Diversified Real Asset Income Fd

Delisted

DRA was delisted on the 8th of September, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$48.4M -$15.1M -859,447 -24%
BI
2
Bulldog Investors
New Jersey
$30M -$1.12M -63,734 -4%
RVP
3
Relative Value Partners
Illinois
$28.7M -$3.65M -207,782 -11%
IA
4
Icon Advisers
Colorado
$14.2M +$1.01M +57,175 +7%
RCM
5
Rivernorth Capital Management
Florida
$11.1M +$206K +11,742 +2%
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$8.1M -$268K -15,249 -3%
MIG
7
Mariner Investment Group
New York
$6.85M +$523K +29,757 +8%
Wells Fargo
8
Wells Fargo
California
$4.36M -$838K -47,653 -16%
Bank of America
9
Bank of America
North Carolina
$3.51M +$1.98M +112,696 +125%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.68M -$412K -23,427 -13%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$2.28M -$166K -9,446 -7%
RJA
12
Raymond James & Associates
Florida
$2.07M -$386K -21,946 -16%
RAM
13
Roumell Asset Management
Maryland
$2M -$2.1M -119,324 -51%
WCM
14
Windsor Capital Management
Arizona
$1.96M +$1.99M +113,114 New
NL
15
NWAM LLC
Washington
$1.71M -$24.2K -1,376 -1%
IT
16
Independence Trust
Tennessee
$1.42M +$413K +23,507 +40%
DA
17
Doliver Advisors
Texas
$1.4M -$813K -46,263 -36%
AAM
18
Advisors Asset Management
Colorado
$993K -$60.6K -3,447 -6%
COLIM
19
City of London Investment Management
United Kingdom
$951K +$285K +16,217 +42%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$797K -$81.8K -4,653 -9%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$599K -$51.4K -2,922 -8%
Morgan Stanley
22
Morgan Stanley
New York
$593K -$2.48M -141,167 -80%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$568K -$47K -2,673 -8%
GBA
24
Garrison Bradford & Associates
New York
$539K +$546K +31,075 New
Stifel Financial
25
Stifel Financial
Missouri
$467K -$118K -6,722 -20%