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DRA

Diversified Real Asset Income Fd

Delisted

DRA was delisted on the 8th of September, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$42.2M -$8.15M -459,252 -16%
BI
2
Bulldog Investors
New Jersey
$32M +$677K +38,124 +2%
RVP
3
Relative Value Partners
Illinois
$31.2M +$1.28M +71,920 +4%
Grantham, Mayo, Van Otterloo & Co (GMO)
4
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$12.3M +$3.73M +210,000 +45%
IA
5
Icon Advisers
Colorado
$11.1M -$3.67M -206,689 -25%
RCM
6
Rivernorth Capital Management
Florida
$10.9M -$636K -35,834 -6%
MIG
7
Mariner Investment Group
New York
$8.54M +$1.36M +76,480 +19%
Wells Fargo
8
Wells Fargo
California
$6.56M +$1.96M +110,561 +44%
CP
9
Camelot Portfolios
Ohio
$4.62M +$4.53M +254,976 New
YMRC
10
Yorktown Management & Research Company
Virginia
$2.99M +$2.93M +165,000 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.83M +$33.9K +1,909 +1%
FIMG
12
Financial & Investment Management Group
Michigan
$2.62M +$2.57M +144,598 New
NL
13
NWAM LLC
Washington
$2.33M +$528K +29,737 +30%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.32M -$56.3K -3,171 -2%
RJA
15
Raymond James & Associates
Florida
$2.21M +$43.8K +2,465 +2%
FFA
16
First Foundation Advisors
California
$2.06M +$1.8M +101,370 +804%
WCM
17
Windsor Capital Management
Arizona
$2.03M -$18.4K -1,035 -0.9%
RAM
18
Roumell Asset Management
Maryland
$1.64M -$438K -24,668 -21%
SCM
19
Sterneck Capital Management
Missouri
$1.52M +$1.49M +83,801 New
IT
20
Independence Trust
Tennessee
$1.36M -$117K -6,603 -8%
DBT
21
Dubuque Bank & Trust
Iowa
$1.2M +$1.18M +66,310 New
COLIM
22
City of London Investment Management
United Kingdom
$1.12M +$124K +6,971 +13%
Morgan Stanley
23
Morgan Stanley
New York
$850K +$227K +12,784 +37%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$823K -$8.88K -500 -1%
UBS Group
25
UBS Group
Switzerland
$817K +$397K +22,368 +98%