City of London Investment Management’s Diversified Real Asset Income Fd DRA Stock Holding History

City of London Investment Management’s Portfolio DRA Stock Details DRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-32,487	Closed	-$513K	–	114
2016 Q1	$513K	Buy	+32,487	New	+$478K	0.04%	102
2015 Q4	–	Sell	-61,386	Closed	-$986K	–	141
2015 Q3	$986K	Buy	61,386 +10,000	+19%	+$170K	0.08%	98
2015 Q2	$900K	Sell	51,386 -10,422	-17%	-$187K	0.07%	95
2015 Q1	$1.12M	Buy	61,808 +6,971	+13%	+$124K	0.08%	74
2014 Q4	$951K	Buy	54,837 +16,217	+42%	+$285K	0.07%	79
2014 Q3	$685K	Buy	+38,620	New	+$684K	0.05%	71

Other funds holding DRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $233M AUM 21.98% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

City of London Investment Management's DRA Position: Q2 2016 in Review

City of London Investment Management sold out of Diversified Real Asset Income Fd (DRA) in Q2 2016, closing a stake of 32,487 shares — an estimated $513K sold.

City of London Investment Management first reported a position in DRA in Q3 2014 and held it in 6 quarters. The position peaked at $1.12M in Q1 2015. 57 funds tracked by Wall St. Rank hold DRA as of Q2 2016.

City of London Investment Management reported no remaining Diversified Real Asset Income Fd position as of Q2 2016 after selling out during the quarter.
City of London Investment Management sold 32,487 Diversified Real Asset Income Fd shares in Q2 2016, an estimated $513K.
City of London Investment Management first reported a position in Diversified Real Asset Income Fd in Q3 2014 and held it in 6 quarters.
City of London Investment Management's Diversified Real Asset Income Fd position peaked at $1.12M in Q1 2015.
57 funds tracked by Wall St. Rank held Diversified Real Asset Income Fd as of Q2 2016.

Based on City of London Investment Management's 13F filing for Q2 2016, filed 12 Aug 2016.