We are live on ! Find out more
DRA

Diversified Real Asset Income Fd

Delisted

DRA was delisted on the 8th of September, 2017.

50 hedge funds and large institutions have $149M invested in Diversified Real Asset Income Fd in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

9% more funds holding

Funds holding: 4650 (+4)

16% less capital invested

Capital invested by funds: $178M → $149M (-$28.9M)

70% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 27

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
50
Holders Change
+4
Holders Change %
+8.7%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.03%
New
9
Increased
8
Reduced
27
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$48.4M -$15.1M -859,447 -24%
RVP
2
Relative Value Partners
Illinois
$28.7M -$3.65M -207,782 -11%
IA
3
Icon Advisers
Colorado
$14.2M +$1.01M +57,175 +7%
RCM
4
Rivernorth Capital Management
Florida
$11.1M +$206K +11,742 +2%
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$8.1M -$268K -15,249 -3%
MIG
6
Mariner Investment Group
New York
$6.85M +$523K +29,757 +8%
Wells Fargo
7
Wells Fargo
California
$4.36M -$838K -47,653 -16%
Bank of America
8
Bank of America
North Carolina
$3.51M +$1.98M +112,696 +125%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.68M -$412K -23,427 -13%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$2.28M -$166K -9,446 -7%
RJA
11
Raymond James & Associates
Florida
$2.07M -$386K -21,946 -16%
RAM
12
Roumell Asset Management
Maryland
$2M -$2.1M -119,324 -51%
WCM
13
Windsor Capital Management
Arizona
$1.96M +$1.99M +113,114 New
NL
14
NWAM LLC
Washington
$1.71M -$24.2K -1,376 -1%
IT
15
Independence Trust
Tennessee
$1.42M +$413K +23,507 +40%
DA
16
Doliver Advisors
Texas
$1.4M -$813K -46,263 -36%
AAM
17
Advisors Asset Management
Colorado
$993K -$60.6K -3,447 -6%
COLIM
18
City of London Investment Management
United Kingdom
$951K +$285K +16,217 +42%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$797K -$81.8K -4,653 -9%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$599K -$51.4K -2,922 -8%
Morgan Stanley
21
Morgan Stanley
New York
$593K -$2.48M -141,167 -80%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$568K -$47K -2,673 -8%
GBA
23
Garrison Bradford & Associates
New York
$539K +$546K +31,075 New
Stifel Financial
24
Stifel Financial
Missouri
$467K -$118K -6,722 -20%
LCM
25
Landscape Capital Management
New Jersey
$456K +$463K +26,316 New

DRA Hedge Fund Activity: Q4 2014 in Review

50 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Diversified Real Asset Income Fd (DRA) for Q4 2014, worth a combined $149M — down 16% from $178M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DRA positions and 4 closed out — a net gain of 5 holders — while 8 added to existing stakes and 27 trimmed.

The largest buyer was Windsor Capital Management, opening a new position worth an estimated $1.99M. The largest seller was Sit Investment Associates, cutting an estimated $15.1M.

  • 50 institutional investors held Diversified Real Asset Income Fd (DRA) as of Q4 2014, up from 46 in Q3 2014.
  • Funds reported $149M of Diversified Real Asset Income Fd stock for Q4 2014, down 16% quarter-over-quarter.
  • 9 funds opened new Diversified Real Asset Income Fd positions in Q4 2014 and 4 closed out, a net change of +5 holders.
  • The largest Diversified Real Asset Income Fd buyer in Q4 2014 was Windsor Capital Management, an estimated $1.99M added.
  • The largest Diversified Real Asset Income Fd seller in Q4 2014 was Sit Investment Associates, an estimated $15.1M sold.

Based on aggregated 13F filings for Q4 2014.