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DRA

Diversified Real Asset Income Fd

Delisted

DRA was delisted on the 8th of September, 2017.

63 hedge funds and large institutions have $82.4M invested in Diversified Real Asset Income Fd in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

7% more funds holding

Funds holding: 5963 (+4)

15% less capital invested

Capital invested by funds: $97.4M → $82.4M (-$15M)

43% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 28

Holders
63
Holders Change
+4
Holders Change %
+6.78%
% of All Funds
1.65%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
11
Increased
16
Reduced
28
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$17.8M -$5.73M -353,183 -24%
Wells Fargo
2
Wells Fargo
California
$8.2M -$1.02M -62,603 -11%
CP
3
Camelot Portfolios
Ohio
$5.25M +$668K +41,164 +14%
BI
4
Bulldog Investors
New Jersey
$4.93M +$5.15M +317,845 New
SCM
5
Sterneck Capital Management
Missouri
$4.03M +$2.55M +157,482 +154%
FFA
6
First Foundation Advisors
California
$2.92M +$589K +36,339 +24%
YMRC
7
Yorktown Management & Research Company
Virginia
$2.62M -$615K -37,944 -18%
DBT
8
Dubuque Bank & Trust
Iowa
$2.59M +$176K +10,853 +7%
IA
9
Icon Advisers
Colorado
$2.59M +$1.16M +71,536 +75%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.57M -$391K -24,129 -13%
DA
11
Doliver Advisors
Texas
$2.24M +$2.34M +144,322 New
Grantham, Mayo, Van Otterloo & Co (GMO)
12
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.1M -$6.93M -427,069 -76%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.91M -$236K -14,575 -11%
NL
14
NWAM LLC
Washington
$1.85M +$1.94M +119,457 New
LCM
15
Landscape Capital Management
New Jersey
$1.45M +$1.28M +79,091 +546%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$1.31M -$314K -19,333 -19%
Bank of America
17
Bank of America
North Carolina
$1.28M +$696K +42,945 +109%
PPA
18
Parametric Portfolio Associates
Washington
$1.24M -$299K -18,424 -19%
RCM
19
Robinson Capital Management
Michigan
$1.24M +$1.3M +80,038 New
BTS
20
BB&T Securities
Virginia
$1.14M +$59.7K +3,684 +5%
WCM
21
Windsor Capital Management
Arizona
$1.04M -$480K -29,601 -31%
LPL Financial
22
LPL Financial
California
$988K +$701K +43,240 +209%
UBS Group
23
UBS Group
Switzerland
$951K +$18.9K +1,167 +2%
Morgan Stanley
24
Morgan Stanley
New York
$863K -$32.2K -1,984 -3%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$717K +$64.7K +3,992 +9%

DRA Hedge Fund Activity: Q4 2015 in Review

63 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Diversified Real Asset Income Fd (DRA) for Q4 2015, worth a combined $82.4M — down 15% from $97.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DRA positions and 7 closed out — a net gain of 4 holders — while 16 added to existing stakes and 28 trimmed.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $5.15M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $11.3M sold.

  • 63 institutional investors held Diversified Real Asset Income Fd (DRA) as of Q4 2015, up from 59 in Q3 2015.
  • Funds reported $82.4M of Diversified Real Asset Income Fd stock for Q4 2015, down 15% quarter-over-quarter.
  • 11 funds opened new Diversified Real Asset Income Fd positions in Q4 2015 and 7 closed out, a net change of +4 holders.
  • The largest Diversified Real Asset Income Fd buyer in Q4 2015 was Bulldog Investors, an estimated $5.15M added.
  • The largest Diversified Real Asset Income Fd seller in Q4 2015 was Sit Investment Associates, an estimated $11.3M sold.

Based on aggregated 13F filings for Q4 2015.